Robert L. Buttermore - 02 Mar 2026 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Mar 2026, 18:51:49 UTC
Prior SEC filing
17 Feb 2026
Next SEC filing
06 Aug 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Danielle White, Attorney-in-fact for Robert L. Buttermore

Key filing fact

Robert L. Buttermore filed Form 4 for ROCKWELL AUTOMATION, INC (ROK) on 03 Mar 2026.

Key facts

  • This page summarizes Robert L. Buttermore's Form 4 filing for ROCKWELL AUTOMATION, INC (ROK).
  • 17 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 03 Mar 2026, 18:51.

Change

  • Previous filing in this sequence was filed on 17 Feb 2026.
  • Current net transaction value: -$1,281,361.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001963701 Primary reporting owner

Buttermore Robert L.

Relationship
SVP,Chief Supply Chain Officer
Address
1201 S 2ND STREET, MILWAUKEE
Signature
Danielle White, Attorney-in-fact for Robert L. Buttermore
Signature date
03 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROK transaction

Common Stock

Options Exercise

Transaction value
$157,144
Shares
+800
Change %
+24%
Price
$196.43
Shares after
4,078
Date
02 Mar 2026
Ownership
Direct
ROK transaction

Common Stock

Options Exercise

Transaction value
$259,108
Shares
+1,050
Change %
+26%
Price
$246.77
Shares after
5,128
Date
02 Mar 2026
Ownership
Direct
ROK transaction

Common Stock

Options Exercise

Transaction value
$401,666
Shares
+1,546
Change %
+30%
Price
$259.81
Shares after
6,674
Date
02 Mar 2026
Ownership
Direct
ROK transaction

Common Stock

Options Exercise

Transaction value
$985,238
Shares
+3,525
Change %
+53%
Price
$279.50
Shares after
10,199
Date
02 Mar 2026
Ownership
Direct
ROK transaction

Common Stock

Options Exercise

Transaction value
$478,628
Shares
+1,611
Change %
+16%
Price
$297.10
Shares after
11,810
Date
02 Mar 2026
Ownership
Direct
ROK transaction

Common Stock

Sale

Transaction value
$387,857
Shares
-979
Change %
-8.3%
Price
$396.18
Shares after
10,831
Date
02 Mar 2026
Ownership
Direct
Footnotes
F1, F2
ROK transaction

Common Stock

Sale

Transaction value
$381,340
Shares
-960
Change %
-8.9%
Price
$397.23
Shares after
9,871
Date
02 Mar 2026
Ownership
Direct
Footnotes
F1, F3
ROK transaction

Common Stock

Sale

Transaction value
$666,032
Shares
-1,672
Change %
-17%
Price
$398.34
Shares after
8,199
Date
02 Mar 2026
Ownership
Direct
Footnotes
F1, F4
ROK transaction

Common Stock

Sale

Transaction value
$1,369,537
Shares
-3,427
Change %
-42%
Price
$399.63
Shares after
4,772
Date
02 Mar 2026
Ownership
Direct
Footnotes
F1, F5
ROK transaction

Common Stock

Sale

Transaction value
$434,325
Shares
-1,084
Change %
-23%
Price
$400.67
Shares after
3,688
Date
02 Mar 2026
Ownership
Direct
Footnotes
F1, F6
ROK transaction

Common Stock

Sale

Transaction value
$164,921
Shares
-410
Change %
-11%
Price
$402.25
Shares after
3,278
Date
02 Mar 2026
Ownership
Direct
Footnotes
F1, F7
ROK transaction

Common Stock

Sale

Transaction value
$159,132
Shares
-400
Change %
-12%
Price
$397.83
Shares after
2,878
Date
02 Mar 2026
Ownership
Direct
Footnotes
F8
ROK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
278
Date
02 Mar 2026
Ownership
By Savings Plan
Footnotes
F9

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROK transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-800
Change %
-100%
Price
$0.000000
Shares after
0
Date
02 Mar 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
800
Exercise price
$196.43
Footnotes
F10
ROK transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-1,050
Change %
-100%
Price
$0.000000
Shares after
0
Date
02 Mar 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,050
Exercise price
$246.77
Footnotes
F10
ROK transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-1,546
Change %
-100%
Price
$0.000000
Shares after
0
Date
02 Mar 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,546
Exercise price
$259.81
Footnotes
F10
ROK transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-3,525
Change %
-63%
Price
$0.000000
Shares after
2,063
Date
02 Mar 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,525
Exercise price
$279.50
Footnotes
F10
ROK transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-1,611
Change %
-31%
Price
$0.000000
Shares after
3,524
Date
02 Mar 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,611
Exercise price
$297.10
Footnotes
F10
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 10 footnotes

Footnote F1

Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025.

Footnote F2

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $395.8250 to $396.68. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F3

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $396.8250 to $397.50. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F4

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $398.00 to $398.88. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F5

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $399.18 to $400.10. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F6

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.23 to $400.8650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F7

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.00 to $402.53. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F8

Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025.

Footnote F9

Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 12/31/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Footnote F10

The option vests in three substantially equal annual installments beginning on the date exercisable.

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