James M. Mock - 27 Feb 2026 Form 4 Insider Report for Moderna, Inc. (MRNA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Mar 2026, 16:04:51 UTC
Prior SEC filing
13 Feb 2026
Next SEC filing
06 Mar 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ James Dillon, As Attorney-in-Fact

Key filing fact

James M. Mock filed Form 4 for Moderna, Inc. (MRNA) on 03 Mar 2026.

Key facts

  • This page summarizes James M. Mock's Form 4 filing for Moderna, Inc. (MRNA).
  • 11 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 03 Mar 2026, 16:04.

Change

  • Previous filing in this sequence was filed on 13 Feb 2026.
  • Current net transaction value: -$275,252.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001736359 Primary reporting owner

Mock James M

Relationship
Chief Financial Officer
Address
C/O MODERNA, INC., 325 BINNEY STREET, CAMBRIDGE
Signature
/s/ James Dillon, As Attorney-in-Fact
Signature date
03 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MRNA transaction

Common Stock

Options Exercise

Transaction value
Shares
+329
Change %
+0.73%
Price
Shares after
45,553
Date
27 Feb 2026
Ownership
Direct
Footnotes
F1
MRNA transaction

Common Stock

Tax liability

Transaction value
$8,274
Shares
-160
Change %
-0.35%
Price
$51.71
Shares after
45,393
Date
27 Feb 2026
Ownership
Direct
Footnotes
F2
MRNA transaction

Common Stock

Options Exercise

Transaction value
Shares
+774
Change %
+1.7%
Price
Shares after
46,167
Date
27 Feb 2026
Ownership
Direct
Footnotes
F1
MRNA transaction

Common Stock

Tax liability

Transaction value
$19,391
Shares
-375
Change %
-0.81%
Price
$51.71
Shares after
45,792
Date
27 Feb 2026
Ownership
Direct
Footnotes
F2
MRNA transaction

Common Stock

Options Exercise

Transaction value
Shares
+9,901
Change %
+22%
Price
Shares after
55,693
Date
27 Feb 2026
Ownership
Direct
Footnotes
F1
MRNA transaction

Common Stock

Tax liability

Transaction value
$247,587
Shares
-4,788
Change %
-8.6%
Price
$51.71
Shares after
50,905
Date
27 Feb 2026
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MRNA transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-329
Change %
-20%
Price
$0.000000
Shares after
1,315
Date
27 Feb 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
329
Exercise price
Footnotes
F1, F3
MRNA transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-774
Change %
-11%
Price
$0.000000
Shares after
6,189
Date
27 Feb 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
774
Exercise price
Footnotes
F1, F4
MRNA transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-9,901
Change %
-25%
Price
$0.000000
Shares after
29,705
Date
27 Feb 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
9,901
Exercise price
Footnotes
F1, F5
MRNA transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+37,639
Change %
Price
$0.000000
Shares after
37,639
Date
01 Mar 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
37,639
Exercise price
$53.57
Footnotes
F6
MRNA transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+49,569
Change %
Price
$0.000000
Shares after
49,569
Date
01 Mar 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
49,569
Exercise price
Footnotes
F1, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Restricted stock units convert into common stock on a one-for-one basis.

Footnote F2

Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Footnote F3

25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Footnote F4

25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Footnote F5

25% of the shares subject to this restricted stock unit award vested on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Footnote F6

25% of this option will vest and become exercisable on March 1, 2027 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Footnote F7

25% of the shares subject to this restricted stock unit award will vest on March 1, 2027 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

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