David Spector - 20 Feb 2026 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Reporting relationship: Chairman & CEO, Director
Issuer ticker: PFSI
Reported as of: 20 Feb 2026
Net transaction value: -$697,193
SEC form: 4
Accepted by SEC: 24 Feb 2026, 18:29:50 UTC
Prior SEC filing: 20 Feb 2026
Next SEC filing: 25 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Derek W. Stark, attorney-in-fact for Mr. Spector

Key filing fact

David Spector filed Form 4 for PennyMac Financial Services, Inc. (PFSI) on 24 Feb 2026.

Key facts

This page summarizes David Spector's Form 4 filing for PennyMac Financial Services, Inc. (PFSI).
4 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 24 Feb 2026, 18:29.

Change

Previous filing in this sequence was filed on 20 Feb 2026.
Current net transaction value: -$697,193.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001275713 Primary reporting owner

SPECTOR DAVID

Relationship: Chairman & CEO, Director
Address: C/O PENNYMAC FINANCIAL SERVICES, INC., 3043 TOWNSGATE ROAD, WESTLAKE VILLAGE
Signature: /s/ Derek W. Stark, attorney-in-fact for Mr. Spector
Signature date: 24 Feb 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PFSI transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +13,699
Change %: +2.5%
Price: $0.000000
Shares after: 555,431
Date: 20 Feb 2026
Ownership: Direct
Footnotes: F1

PFSI transaction

Common Stock

Tax liability

Transaction value: $697,193
Shares: -7,391
Change %: -1.3%
Price: $94.33
Shares after: 548,040
Date: 20 Feb 2026
Ownership: Direct
Footnotes: F2, F3

PFSI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 90,604
Date: 20 Feb 2026
Ownership: ST Family Investment Company LLC

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PFSI transaction Derivative

Performance-Based Restricted Stock Units

Award

Transaction value: $0
Shares: +13,699
Change %
Price: $0.000000
Shares after: 13,699
Date: 20 Feb 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 13,699
Exercise price
Footnotes: F1

PFSI transaction Derivative

Performance-Based Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -13,699
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 20 Feb 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 13,699
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 24, 2023 and vested on February 20, 2026, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2023 through December 31, 2025 resulting in a payout percentage for the award of 37%.

Footnote F2

Represents shares withheld for taxes upon vesting of performance-based restricted stock units.

Footnote F3

The reported amount consists of 50,172 restricted stock units and 497,868 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.