Key facts
- This page summarizes Bradley Tank's Form 4 filing for NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC..
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 09 Nov 2021, 17:53.
Bradley Tank - 05 Nov 2021 Form 4 Insider Report for NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
- Reporting relationship
- CIO of Adviser of Issuer
- Issuer ticker
- N/A
- Reported as of
- 05 Nov 2021
- Net transaction value
- -$6,076
- SEC form
- 4
- Accepted by SEC
- 09 Nov 2021, 17:53:47 UTC
- Prior SEC filing
- 03 Nov 2021
- Next SEC filing
- 19 May 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Bradley Tank by his Attorney-in-Fact, Jennifer R. Gonzalez
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Bradley Tank filed Form 4 for NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. on 09 Nov 2021.
Change
- Previous filing in this sequence was filed on 03 Nov 2021.
- Current net transaction value: -$6,076.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NBW
transaction
Common Stock
Sale
- Transaction value
- -$2,226
- Shares
- -159
- Change %
- -100%
- Price
- $14.00
- Shares after
- 0
- Date
- 05 Nov 2021
- Ownership
- Bradley C Tank 1999 Trust
- Footnotes
- F1
NBW
transaction
Common Stock
Sale
- Transaction value
- -$1,750
- Shares
- -125
- Change %
- -100%
- Price
- $14.00
- Shares after
- 0
- Date
- 05 Nov 2021
- Ownership
- Madeline M Tank 1995 Trust
- Footnotes
- F1
NBW
transaction
Common Stock
Sale
- Transaction value
- -$2,100
- Shares
- -150
- Change %
- -100%
- Price
- $14.00
- Shares after
- 0
- Date
- 05 Nov 2021
- Ownership
- Nicholas S Tank 1995 Trust
- Footnotes
- F1
NBW
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,600
- Date
- 05 Nov 2021
- Ownership
- By Indian Hill II LLC
- Footnotes
- F1
NBW
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 16,000
- Date
- 05 Nov 2021
- Ownership
- Direct
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.