Key facts
- This page summarizes James D. Dondero's Form 4 filing for Paratek Pharmaceuticals, Inc..
- 5 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 29 Mar 2023, 16:31.
James D. Dondero - 17 Mar 2023 Form 4 Insider Report for Paratek Pharmaceuticals, Inc.
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 17 Mar 2023
- Net transaction value
- +$1,282,056
- SEC form
- 4
- Accepted by SEC
- 29 Mar 2023, 16:31:10 UTC
- Prior SEC filing
- 29 Mar 2023
- Next SEC filing
- 29 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ James D. Dondero
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
James D. Dondero filed Form 4 for Paratek Pharmaceuticals, Inc. on 29 Mar 2023.
Change
- Previous filing in this sequence was filed on 29 Mar 2023.
- Current net transaction value: +$1,282,056.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PRTK
transaction
Common Stock
Purchase
- Transaction value
- $352,294
- Shares
- +234,863
- Change %
- +12%
- Price
- $1.50
- Shares after
- 2,134,663
- Date
- 17 Mar 2023
- Ownership
- See Footnote
- Footnotes
- F1
PRTK
transaction
Common Stock
Purchase
- Transaction value
- $147,192
- Shares
- +105,137
- Change %
- +4.9%
- Price
- $1.40
- Shares after
- 2,239,770
- Date
- 20 Mar 2023
- Ownership
- See Footnote
- Footnotes
- F2
PRTK
transaction
Common Stock
Purchase
- Transaction value
- $421,950
- Shares
- +242,500
- Change %
- +23%
- Price
- $1.74
- Shares after
- 1,307,617
- Date
- 21 Mar 2023
- Ownership
- See Footnote
- Footnotes
- F3, F4
PRTK
transaction
Common Stock
Purchase
- Transaction value
- $187,620
- Shares
- +106,000
- Change %
- +5.4%
- Price
- $1.77
- Shares after
- 2,056,000
- Date
- 22 Mar 2023
- Ownership
- See Footnote
- Footnotes
- F5
PRTK
transaction
Common Stock
Purchase
- Transaction value
- $173,000
- Shares
- +100,000
- Change %
- +4.9%
- Price
- $1.73
- Shares after
- 2,156,000
- Date
- 23 Mar 2023
- Ownership
- See Footnote
- Footnotes
- F6, F7
PRTK
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 50,000
- Date
- 17 Mar 2023
- Ownership
- See Footnote
- Footnotes
- F8
PRTK
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,889,060
- Date
- 17 Mar 2023
- Ownership
- See Footnote
- Footnotes
- F9
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 9 footnotes
Footnote F1
1,851,434 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 218,429 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Footnote F2
1,950,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.89, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Footnote F4
Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. These entities are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of the shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Footnote F5
2,056,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Footnote F6
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.71 to $1.77, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Footnote F7
2,156,000 shares are held by Highland Global Allocation Fund, 64,770 shares are held by NexPoint Climate Tech Fund and 225,000 shares are held by NexPoint Event Driven Fund. These entities are managed by NexPoint Asset Management. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Footnote F8
50,000 shares are held by NexPoint Real Estate Opportunities Fund which is wholly owned by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., which is wholly owned by NexPoint Diversified Real Estate Trust ("NXDT"). NXDT is advised indirectly by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Footnote F9
2,889,060 shares are held by a trust of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.