Key facts
- This page summarizes BRC Group Holdings, Inc.'s Form 4 filing for SONIM TECHNOLOGIES INC (SONM).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 25 Aug 2021, 17:31.
BRC Group Holdings, Inc. - 23 Aug 2021 Form 4 Insider Report for SONIM TECHNOLOGIES INC (SONM)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- SONM
- Reported as of
- 23 Aug 2021
- Net transaction value
- -$1,161,817
- SEC form
- 4
- Accepted by SEC
- 25 Aug 2021, 17:31:09 UTC
- Prior SEC filing
- 23 Aug 2021
- Next SEC filing
- 30 Aug 2021
- Source filing
- View source filing
- Reporting owner signature
- B. Riley Financial, Inc., by: /s/ Bryant R. Riley, Co-Chief Executive Officer
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
BRC Group Holdings, Inc. filed Form 4 for SONIM TECHNOLOGIES INC (SONM) on 25 Aug 2021.
Change
- Previous filing in this sequence was filed on 23 Aug 2021.
- Current net transaction value: -$1,161,817.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SONM
transaction
Common Stock
Sale
- Transaction value
- $69,993
- Shares
- -176,482
- Change %
- -3.1%
- Price
- $0.3966
- Shares after
- 5,563,843
- Date
- 23 Aug 2021
- Ownership
- By BRC Partners Opportunity Fund, L.P.
- Footnotes
- F1, F2
SONM
transaction
Common Stock
Sale
- Transaction value
- $474,124
- Shares
- -1,160,078
- Change %
- -21%
- Price
- $0.4087
- Shares after
- 4,403,765
- Date
- 24 Aug 2021
- Ownership
- By BRC Partners Opportunity Fund, L.P.
- Footnotes
- F1, F2
SONM
transaction
Common Stock
Sale
- Transaction value
- $617,700
- Shares
- -1,500,000
- Change %
- -34%
- Price
- $0.4118
- Shares after
- 2,903,765
- Date
- 25 Aug 2021
- Ownership
- By BRC Partners Opportunity Fund, L.P.
- Footnotes
- F1, F2
SONM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,699,252
- Date
- 23 Aug 2021
- Ownership
- By B. Riley Principal Investments, LLC
- Footnotes
- F1, F2, F3
SONM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 24,303
- Date
- 23 Aug 2021
- Ownership
- By Bryant R. Riley, as UTMA custodian for Susan Riley
- Footnotes
- F1, F2
SONM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 24,303
- Date
- 23 Aug 2021
- Ownership
- By Bryant R. Riley, as UTMA custodian for Charlie Riley
- Footnotes
- F1, F2
SONM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 24,303
- Date
- 23 Aug 2021
- Ownership
- By Bryant R. Riley, as UTMA custodian for Eloise Riley
- Footnotes
- F1, F2
SONM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 24,302
- Date
- 23 Aug 2021
- Ownership
- By Bryant R. Riley, as UTMA custodian for Abigail Riley
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
BRC Group Holdings, Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership ("BRPLP"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor ("BRCM"), B. Riley Principal Investments, LLC, a Delaware limited liability company ("BRPI"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI.
Footnote F2
Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the "B. Riley Entities") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
Footnote F3
Represents 1,139,085 shares previously owned directly by BRF and subsequently transferred to its wholly-owned subsidiary BRPI.