David Spector - 12 Feb 2026 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Reporting relationship: Chairman & CEO, Director
Issuer ticker: PFSI
Reported as of: 12 Feb 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 17 Feb 2026, 18:43:29 UTC
Prior SEC filing: 14 Jan 2026
Next SEC filing: 18 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Derek W. Stark, attorney-in-fact for Mr. Spector

Key filing fact

David Spector filed Form 4 for PennyMac Financial Services, Inc. (PFSI) on 17 Feb 2026.

Key facts

This page summarizes David Spector's Form 4 filing for PennyMac Financial Services, Inc. (PFSI).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 17 Feb 2026, 18:43.

Change

Previous filing in this sequence was filed on 14 Jan 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001275713 Primary reporting owner

SPECTOR DAVID

Relationship: Chairman & CEO, Director
Address: C/O PENNYMAC FINANCIAL SERVICES, INC., 3043 TOWNSGATE ROAD, WESTLAKE VILLAGE
Signature: /s/ Derek W. Stark, attorney-in-fact for Mr. Spector
Signature date: 17 Feb 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PFSI transaction

Common Stock

Award

Transaction value: $0
Shares: +19,810
Change %: +3.6%
Price: $0.000000
Shares after: 572,669
Date: 12 Feb 2026
Ownership: Direct
Footnotes: F1

PFSI transaction

Common Stock

Other

Transaction value: $0
Shares: -25,000
Change %: -4.4%
Price: $0.000000
Shares after: 547,669
Date: 13 Feb 2026
Ownership: Direct
Footnotes: F2, F3

PFSI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 100,604
Date: 12 Feb 2026
Ownership: ST Family Investment Company LLC

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PFSI transaction Derivative

Nonstatutory Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +50,319
Change %
Price: $0.000000
Shares after: 50,319
Date: 12 Feb 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 50,319
Exercise price: $91.49
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of the grant, are to be settled in an equal number of shares of Common Stock upon vesting.

Footnote F2

Pursuant to a divorce settlement, these shares of Common Stock were transferred for no consideration to the reporting person's former spouse and the reporting person no longer reports that he is the beneficial owner of these shares.

Footnote F3

The reported amount consists of 56,109 restricted stock units and 491,560 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Footnote F4

This nonstatutory stock option to purchase 50,319 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029, subject to the Reporting Person's continued service through each date.