Equitable Holdings, Inc. - 29 Oct 2025 Form 4 Insider Report for ALLIANCEBERNSTEIN L.P.

Reporting relationship: Affiliate of holder of general partnership units., 10%+ Owner
Issuer ticker: N/A
Reported as of: 29 Oct 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 13 Feb 2026, 20:57:11 UTC
Prior SEC filing: 14 Jul 2025
Next SEC filing: 31 Oct 2025
Source filing: View source filing
Reporting owner signature: /s/ Michael Brudoley, Assistant Secretary, Equitable Holdings, Inc.

Key filing fact

Equitable Holdings, Inc. filed Form 4 for ALLIANCEBERNSTEIN L.P. on 13 Feb 2026.

Key facts

This page summarizes Equitable Holdings, Inc.'s Form 4 filing for ALLIANCEBERNSTEIN L.P..
3 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 13 Feb 2026, 20:57.

Change

Previous filing in this sequence was filed on 14 Jul 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001333986 Primary reporting owner

Equitable Holdings, Inc.

Relationship: Affiliate of holder of general partnership units., 10%+ Owner
Address: 1345 AVENUE OF THE AMERICAS, NEW YORK
Signature: /s/ Michael Brudoley, Assistant Secretary, Equitable Holdings, Inc.
Signature date: 14 Jul 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

No ticker transaction

Units

Other

Transaction value: $0
Shares: 0
Change %: 0%
Price: $0.000000
Shares after: 81,445,154
Date: 29 Oct 2025
Ownership: Direct
Footnotes: F1, F2, F3, F4

No ticker holding

Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 75,851,289
Date: 29 Oct 2025
Ownership: Held by affiliate
Footnotes: F1, F4

No ticker holding

Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 41,934,582
Date: 29 Oct 2025
Ownership: Held by additional affiliate
Footnotes: F1, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

No ticker transaction Derivative

Exchange Right

Other

Transaction value: $0
Shares: 0
Change %
Price: $0.000000
Shares after: 0
Date: 29 Oct 2025
Ownership: Direct
Underlying class: Units
Underlying amount: 14,894,140
Exercise price: $0.000000
Footnotes: F2, F3

No ticker transaction Derivative

Exchange Right

Other

Transaction value: $0
Shares: 0
Change %
Price: $0.000000
Shares after: 0
Date: 29 Oct 2025
Ownership: Direct
Underlying class: Units
Underlying amount: 19,682,946
Exercise price: $0.000000
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("AB Units") in AllianceBernstein L.P. ("AB").

Footnote F2

As previously disclosed by the Reporting Person ("EQH") on a Form 4 filed with the Securities and Exchange Commission on December 19, 2024, EQH and AB entered into a Master Exchange Agreement (the "Exchange Agreement") providing for the issuance by AB of up to 10,000,000 AB Units to EQH and any of its wholly-owned subsidiaries in exchange for an equal number of units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") owned by EQH or any such subsidiary. At the time the Exchange Agreement was entered into, AB and EQH exchanged 5,211,194 AB Holding Units for AB Units (thereby reducing the 10,000,000 AB Units available for future exchange to 4,788,806 AB Units), and the acquired AB Holding Units were retired.

Footnote F3

On July 10, 2025, AB entered in an Amended and Restated Exchange Agreement (the "Amended Exchange Agreement") to increase the AB Units that remain available for exchange from 4,788,806 AB Units to 19,682,946 AB Units. At the time the Amended Exchange Agreement was entered into, AB and EQH exchanged 19,682,946 AB Holding Units for AB Units and the acquired AB Holding Units were retired. For more information concerning EQH's holdings of AB Holding Units, see its separate Form 4 filing with respect to AB Holding Units.

Footnote F4

Prior to the exchange, EQH beneficially owned directly 61,762,208 AB Units and beneficially owned indirectly 75,851,289 AB Units beneficially owned directly by Alpha Units Holdings, Inc., a wholly-owned subsidiary of EQH, and beneficially owned indirectly 41,934,582 AB Units beneficially owned directly by Alpha Units Holdings II, Inc, also a wholly-owned subsidiary of EQH. For more information on the Reporting Person's affiliates' holdings of AB Units, see their separate Form 4 filings with respect to AB Units.

SEC remarks

Affiliate of holder of general partnership units.