Haitzmann Erwin Et al - 11 Sep 2023 Form 4 Insider Report for CENTURY CASINOS INC /CO/ (CNTY)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
13 Sep 2023, 16:31:16 UTC
Prior SEC filing
17 Mar 2023
Next SEC filing
19 Mar 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Erwin Haitzmann
Filing notes and source

Key filing fact

Haitzmann Erwin Et al filed Form 4 for CENTURY CASINOS INC /CO/ (CNTY) on 13 Sep 2023.

Key facts

  • This page summarizes Haitzmann Erwin Et al's Form 4 filing for CENTURY CASINOS INC /CO/ (CNTY).
  • 3 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 13 Sep 2023, 16:31.

Change

  • Previous filing in this sequence was filed on 17 Mar 2023.
  • Current net transaction value: +$125,620.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CNTY transaction

Common Stock

Purchase

Transaction value
$125,620
Shares
+22,000
Change %
+12%
Price
$5.71
Shares after
201,345
Date
11 Sep 2023
Ownership
Direct
Footnotes
F1
CNTY holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,200,000
Date
11 Sep 2023
Ownership
By Management Company

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CNTY transaction Derivative

Employee Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-450,000
Change %
-100%
Price
Shares after
0
Date
12 Sep 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
450,000
Exercise price
$5.05
Footnotes
F2, F3
CNTY transaction Derivative

Employee Stock Option (right to buy)

Award

Transaction value
Shares
+450,000
Change %
Price
Shares after
450,000
Date
12 Sep 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
450,000
Exercise price
$5.61
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

This transaction was executed in multiple trades at prices ranging from $5.66 to $5.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F2

The option granted on December 26, 2014 provided for vesting of 25% at grant date and 25% annually beginning December 26, 2015.

Footnote F3

On September 12, 2023, the issuer canceled, pursuant to an issuer option exchange program, an option for 450,000 shares of CNTY common stock granted to the reporting person on December 26, 2014. In exchange, the reporting person received a replacement option, for 450,000 shares, having an exercise price of $5.61 a share.

Footnote F4

The option vests 25% at grant date, 25% at one year from grant date, 25% at two years from grant date and an additional 25% at three years from grant date.

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