Foraker John M. - 05 Feb 2026 Form 4 Insider Report for Once Upon a Farm, PBC (OFRM)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
09 Feb 2026, 20:25:34 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Genevieve Kelly, as Attorney-in-fact

Key filing fact

Foraker John M. filed Form 4 for Once Upon a Farm, PBC (OFRM) on 09 Feb 2026.

Key facts

  • This page summarizes Foraker John M.'s Form 4 filing for Once Upon a Farm, PBC (OFRM).
  • 9 reported transactions and 7 derivative rows are listed below.
  • Accepted by SEC: 09 Feb 2026, 20:25.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001545600 Primary reporting owner

Foraker John M.

Relationship
Chief Executive Officer, Co-Founder and Chair, Director
Address
C/O ONCE UPON A FARM, PBC, 950 GILMAN STREET, SUITE 100, BERKELEY
Signature
/s/ Genevieve Kelly, as Attorney-in-fact
Signature date
09 Feb 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OFRM transaction

Common Stock

Award

Transaction value
Shares
+473,092
Change %
+53%
Price
Shares after
1,359,846
Date
09 Feb 2026
Ownership
By the John & Beth Foraker Revocable Trust
Footnotes
F1
OFRM transaction

Common Stock

Award

Transaction value
Shares
+69,445
Change %
+12%
Price
Shares after
669,933
Date
09 Feb 2026
Ownership
Direct
Footnotes
F2
OFRM holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
72,463
Date
05 Feb 2026
Ownership
By the Mary Kate Foraker Irrevocable Trust
OFRM holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
72,463
Date
05 Feb 2026
Ownership
By the Patrick Foraker Irrevocable Trust
OFRM holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
72,463
Date
05 Feb 2026
Ownership
By the Jack Foraker Irrevocable Trust
OFRM holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
72,463
Date
05 Feb 2026
Ownership
By the Caroline Foraker Irrevocable Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OFRM transaction Derivative

Series A-1 Preferred Stock

Disposed to Issuer

Transaction value
$0
Shares
-59,092
Change %
-100%
Price
$0.000000
Shares after
0
Date
09 Feb 2026
Ownership
By the John & Beth Foraker Revocable Trust
Underlying class
Common Stock
Underlying amount
59,092
Exercise price
Footnotes
F1
OFRM transaction Derivative

Series A-2 Preferred Stock

Disposed to Issuer

Transaction value
$0
Shares
-133,294
Change %
-100%
Price
$0.000000
Shares after
0
Date
09 Feb 2026
Ownership
By the John & Beth Foraker Revocable Trust
Underlying class
Common Stock
Underlying amount
133,294
Exercise price
Footnotes
F1
OFRM transaction Derivative

Series B-1 Preferred Stock

Disposed to Issuer

Transaction value
$0
Shares
-96,118
Change %
-100%
Price
$0.000000
Shares after
0
Date
09 Feb 2026
Ownership
By the John & Beth Foraker Revocable Trust
Underlying class
Common Stock
Underlying amount
96,118
Exercise price
Footnotes
F1
OFRM transaction Derivative

Series B-2 Preferred Stock

Disposed to Issuer

Transaction value
$0
Shares
-103,037
Change %
-100%
Price
$0.000000
Shares after
0
Date
09 Feb 2026
Ownership
By the John & Beth Foraker Revocable Trust
Underlying class
Common Stock
Underlying amount
103,037
Exercise price
Footnotes
F1
OFRM transaction Derivative

Series C-1 Preferred Stock

Disposed to Issuer

Transaction value
$0
Shares
-57,372
Change %
-100%
Price
$0.000000
Shares after
0
Date
09 Feb 2026
Ownership
By the John & Beth Foraker Revocable Trust
Underlying class
Common Stock
Underlying amount
57,372
Exercise price
Footnotes
F1
OFRM transaction Derivative

Series D Preferred Stock

Disposed to Issuer

Transaction value
$0
Shares
-24,179
Change %
-100%
Price
$0.000000
Shares after
0
Date
09 Feb 2026
Ownership
By the John & Beth Foraker Revocable Trust
Underlying class
Common Stock
Underlying amount
24,179
Exercise price
Footnotes
F1
OFRM transaction Derivative

Employee Stock Options (right to buy)

Award

Transaction value
$0
Shares
+98,288
Change %
Price
$0.000000
Shares after
98,288
Date
05 Feb 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
98,288
Exercise price
$18.00
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

Footnote F2

In connection with the closing of the Issuer's initial public offering, the reporting person was granted restricted stock units which vest 25% on the first anniversary of the closing of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates.

Footnote F3

In connection with the pricing of the Issuer's initial public offering, the reporting person was granted stock options, which will vest 25% on the first anniversary of the pricing date of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates.

SEC remarks

Chief Executive Officer, Co-Founder and Chair

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