Cassandra Nicole Curtis - 05 Feb 2026 Form 4 Insider Report for Once Upon a Farm, PBC (OFRM)

Reporting relationship: Chief Innovation Officer, Director
Issuer ticker: OFRM
Reported as of: 05 Feb 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 09 Feb 2026, 20:24:15 UTC
Next SEC filing: 16 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/ Genevieve Kelly, as Attorney-in-fact

Key filing fact

Cassandra Nicole Curtis filed Form 4 for Once Upon a Farm, PBC (OFRM) on 09 Feb 2026.

Key facts

This page summarizes Cassandra Nicole Curtis's Form 4 filing for Once Upon a Farm, PBC (OFRM).
3 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 09 Feb 2026, 20:24.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002085778 Primary reporting owner

Curtis Cassandra Nicole

Relationship: Chief Innovation Officer, Director
Address: C/O ONCE UPON A FARM, PBC, 950 GILMAN STREET, SUITE 100, BERKELEY
Signature: /s/ Genevieve Kelly, as Attorney-in-fact
Signature date: 09 Feb 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OFRM transaction

Common Stock

Award

Transaction value: $0
Shares: +6,077
Change %: +1.4%
Price: $0.000000
Shares after: 425,612
Date: 09 Feb 2026
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OFRM transaction Derivative

Stock Appreciation Rights

Disposed to Issuer

Transaction value
Shares: -37,400
Change %: -100%
Price
Shares after: 0
Date: 09 Feb 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 37,400
Exercise price: $19.58
Footnotes: F2

OFRM transaction Derivative

Employee Stock Options (right to buy)

Award

Transaction value: $0
Shares: +8,601
Change %
Price: $0.000000
Shares after: 8,601
Date: 05 Feb 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 8,601
Exercise price: $18.00
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

In connection with the closing of the initial public offering of Once Upon a Farm, PBC (the "Issuer"), the reporting person was granted restricted stock units, which vest 25% on the first anniversary of the closing of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates.

Footnote F2

In connection with the closing of the Issuer's initial public offering, each stock appreciation right ("SAR") held by the reporting person fully vested and was settled in cash in an amount equal to the product of (i) (A) the initial public offering price less (B) its exercise price, multiplied by (ii) the number of shares of common stock underlying the SAR.

Footnote F3

In connection with the pricing of the Issuer's initial public offering, the reporting person was granted stock options, which will vest 25% on the first anniversary of the pricing date of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates.