Key facts
- This page summarizes Kenneth H. Globus's Form 4 filing for UNITED GUARDIAN INC (UG).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 23 Jan 2026, 09:34.
Kenneth H. Globus - 21 Jan 2026 Form 4 Insider Report for UNITED GUARDIAN INC (UG)
- Reporting relationship
- Director
- Issuer ticker
- UG
- Reported as of
- 21 Jan 2026
- Net transaction value
- $0
- Reporting owner signature
- /S/ Ken Globus
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Kenneth H. Globus filed Form 4 for UNITED GUARDIAN INC (UG) on 23 Jan 2026.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0000943504
Primary reporting owner
GLOBUS KENNETH H
- Relationship
- Director
- Address
- C/O UNITED-GUARDIAN, INC., 230 MARCUS BLVD., P.O. BOX 18050, HAUPPAUGE
- Signature
- /S/ Ken Globus
- Signature date
- 23 Jan 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
UG
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- -7,480
- Change %
- -0.72%
- Price
- $0.000000
- Shares after
- 1,031,546
- Date
- 21 Jan 2026
- Ownership
- SEE FOOTNOTES
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
These shares were owned by my wife and were gifted by her to my grandson. They are being reported here because her stock ownership is deemed to be owned beneficially by me by nature of her being my wife. I am considered an affiliate of the company due to my being on the company's Board of Directors.
Footnote F2
1. In Field 6 Reporting Person indicated that his ownership is "Indirect" because there is no option to state ownership as both "Direct" AND "Indirect". The majority of Reporting Person's ownership of UG stock is Indirect beneficial ownership based upon stock owned by his spouse and by the Alfred R. Globus Testamentary Trust, of which he is a Trustee and has sole voting rights. As a result, the stock owned by the Testamentary Trust is considered to be beneficially owned by Reporting Person. Reporting Person's Direct and Indirect ownership is detailed in Footnote #3.
Footnote F3
2. Reporting Person owns UG stock both Directly and Indirectly. After the transfer of the 7,480 shares being gifted by Reporting Person's wife as indicated in this Form 4, Reporting Person's Direct ownership remains at 279,027 shares, and Indirect ownership is 1,031,546 shares. Of the Indirect ownership, 271,546 shares are owned by Reporting Person's wife, and 760,000 shares are under the control of the Reporting Person, and therefore considered beneficially owned, pursuant to his role as co-Trustee of the Alfred R. Globus Testamentary Trust, the owner of those 760,000 shares.