Seth H. Waugh - 03 Feb 2026 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Reporting relationship: Director
Issuer ticker: BEN
Reported as of: 03 Feb 2026
Net transaction value: +$205,000
SEC form: 4
Accepted by SEC: 04 Feb 2026, 15:31:28 UTC
Prior SEC filing: 12 Jun 2025
Next SEC filing: 12 Jun 2026
Source filing: View source filing
Reporting owner signature: /s/ Virginia Rosas, Attorney-in-Fact

Key filing fact

Seth H. Waugh filed Form 4 for FRANKLIN RESOURCES INC (BEN) on 04 Feb 2026.

Key facts

This page summarizes Seth H. Waugh's Form 4 filing for FRANKLIN RESOURCES INC (BEN).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 04 Feb 2026, 15:31.

Change

Previous filing in this sequence was filed on 12 Jun 2025.
Current net transaction value: +$205,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001635962 Primary reporting owner

Waugh Seth H.

Relationship: Director
Address: C/O FRANKLIN RESOURCES, INC., ONE FRANKLIN PARKWAY, SAN MATEO
Signature: /s/ Virginia Rosas, Attorney-in-Fact
Signature date: 04 Feb 2026

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BEN transaction Derivative

Deferred Director's Fees (FRI)

Award

Transaction value: $205,000
Shares: +7,593
Change %: +20%
Price: $27.00
Shares after: 46,009
Date: 03 Feb 2026
Ownership: Direct
Underlying class: Common Stock, par value $.10
Underlying amount: 7,593
Exercise price
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Not applicable.

Footnote F2

Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

Footnote F3

Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.