(UNTY)

Reporting relationship: Director
Issuer ticker: UNTY
Reported as of: 27 Jan 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 28 Jan 2026, 17:10:17 UTC
Prior SEC filing: 03 Feb 2025
Next SEC filing: 29 May 2026
Source filing: View source filing
Reporting owner signature: Dr. Mark Brody, POA Amanda Roche, FVP/Controller

Key filing fact

Mark S. Brody filed Form 4 for UNITY BANCORP INC /NJ/ (UNTY) on 28 Jan 2026.

Key facts

This page summarizes Mark S. Brody's Form 4 filing for UNITY BANCORP INC /NJ/ (UNTY).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 28 Jan 2026, 17:10.

Change

Previous filing in this sequence was filed on 03 Feb 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001248813 Primary reporting owner

BRODY MARK S

Relationship: Director
Address: C/O UNITY BANK, 64 OLD HIGHWAY 22, CLINTON
Signature: Dr. Mark Brody, POA Amanda Roche, FVP/Controller
Signature date: 28 Jan 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UNTY transaction

Restricted Stock

Award

Transaction value: $0
Shares: +1,200
Change %: +43%
Price: $0.000000
Shares after: 4,000
Date: 27 Jan 2026
Ownership: Direct
Footnotes: F1, F2

UNTY holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 113,854
Date: 27 Jan 2026
Ownership: Direct
Footnotes: F3

UNTY holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 145,490
Date: 27 Jan 2026
Ownership: Financial Planning Analysts Dispostive Shares
Footnotes: F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UNTY holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 18,400
Date: 27 Jan 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount
Exercise price
Footnotes: F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

1,200 restricted shares were granted on 1/27/2026 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/27/2027, 300 shares on 1/27/2028, 300 shares on 1/27/2029, and 300 shares on 1/27/2030.

Footnote F2

4,000 shares are held in an account at Computershare which have upcoming vesting dates.

Footnote F3

A total of 113,854 shares are beneficially owned by Dr. Mark Brody; 73,694 are held jointly with his spouse, 13,436 are held at Fidelity, 26,604 are held in an account at Shareworks, and 120 are held in an account at Computershare.

Footnote F4

Shares are held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority but has dispositive power.

Footnote F5

18,400 stock options were granted under various dates and vesting periods of which all are currently exercisable.

SEC remarks

Total Beneficial Ownership: 281,744