(UNTY)

Reporting relationship: Director, Chairman of the Board, 10%+ Owner
Issuer ticker: UNTY
Reported as of: 27 Jan 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 28 Jan 2026, 17:14:59 UTC
Prior SEC filing: 28 Jan 2025
Source filing: View source filing
Reporting owner signature: David D. Dallas, POA Amanda Roche, FVP/Controller

Key filing fact

David D. Dallas filed Form 4 for UNITY BANCORP INC /NJ/ (UNTY) on 28 Jan 2026.

Key facts

This page summarizes David D. Dallas's Form 4 filing for UNITY BANCORP INC /NJ/ (UNTY).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 28 Jan 2026, 17:14.

Change

Previous filing in this sequence was filed on 28 Jan 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001033206 Primary reporting owner

DALLAS DAVID D

Relationship: Director, Chairman of the Board, 10%+ Owner
Address: C/O UNITY BANCORP INC, 64 OLD HIGHWAY 22, CLINTON
Signature: David D. Dallas, POA Amanda Roche, FVP/Controller
Signature date: 27 Jan 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UNTY transaction

Restricted Stock

Award

Transaction value: $0
Shares: +1,200
Change %: +32%
Price: $0.000000
Shares after: 4,976
Date: 27 Jan 2026
Ownership: Direct
Footnotes: F1

UNTY holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 40,898
Date: 27 Jan 2026
Ownership: Direct
Footnotes: F2

UNTY holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,775,735
Date: 27 Jan 2026
Ownership: Dallas Financial Holdings, LLC.
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UNTY holding Derivative

Stock Options (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 17,333
Date: 27 Jan 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount
Exercise price
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

4,000 shares are held in an account at Computershare, which have upcoming vesting dates. 976 shares are dividend reinvested shares for a total of 4,976.

Footnote F2

30,898 shares are held in an account at Shareworks of which dividends are reinvested quarterly. An additional 10,000 shares are held in a separate brokerage account.

Footnote F3

195,425 shares are held in an account at Computershare, 1,580,310 shares are held in a brokerage account totaling 1,775,735.

Footnote F4

17,333 stock options were granted under various dates and vesting periods of which all are currently exercisable.

SEC remarks

Total Beneficial Ownership: 1,838,942