Alex S. Golten - 23 Jan 2026 Form 4 Insider Report for GOLDMAN SACHS GROUP INC (GS)

Reporting relationship: CHIEF RISK OFFICER
Issuer ticker: GS
Reported as of: 23 Jan 2026
Net transaction value: -$2,772,304
SEC form: 4
Accepted by SEC: 27 Jan 2026, 16:05:17 UTC
Prior SEC filing: 21 Jan 2026
Next SEC filing: 11 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Jamie A. Greenberg, Attorney-in-fact

Key filing fact

Alex S. Golten filed Form 4 for GOLDMAN SACHS GROUP INC (GS) on 27 Jan 2026.

Key facts

This page summarizes Alex S. Golten's Form 4 filing for GOLDMAN SACHS GROUP INC (GS).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 27 Jan 2026, 16:05.

Change

Previous filing in this sequence was filed on 21 Jan 2026.
Current net transaction value: -$2,772,304.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002050849 Primary reporting owner

GOLTEN ALEX S

Relationship: CHIEF RISK OFFICER
Address: C/O GOLDMAN SACHS & CO. LLC, 200 WEST STREET, NEW YORK
Signature: /s/ Jamie A. Greenberg, Attorney-in-fact
Signature date: 27 Jan 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GS transaction

Common Stock, par value $0.01 per share

Options Exercise

Transaction value
Shares: +5,482
Change %: +160%
Price
Shares after: 8,913
Date: 23 Jan 2026
Ownership: Direct
Footnotes: F1

GS transaction

Common Stock, par value $0.01 per share

Tax liability

Transaction value: $2,772,304
Shares: -2,904
Change %: -33%
Price: $954.65
Shares after: 6,009
Date: 23 Jan 2026
Ownership: Direct
Footnotes: F2

GS holding

Common Stock, par value $0.01 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,092
Date: 23 Jan 2026
Ownership: See footnote
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -5,482
Change %: -100%
Price
Shares after: 0
Date: 23 Jan 2026
Ownership: Direct
Underlying class: Common Stock, par value $0.01 per share
Underlying amount: 5,482
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

On January 23, 2026, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2025 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2025 compensation.

Footnote F2

Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

Footnote F3

Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.