Carlos Alberini - 22 Jan 2026 Form 4 Insider Report for GUESS INC (GES)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
26 Jan 2026, 20:24:06 UTC
Prior SEC filing
30 Jun 2025
Next SEC filing
22 Jun 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Anne C. Deedwania (attorney-in-fact)

Key filing fact

Carlos Alberini filed Form 4 for GUESS INC (GES) on 26 Jan 2026.

Key facts

  • This page summarizes Carlos Alberini's Form 4 filing for GUESS INC (GES).
  • 11 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 26 Jan 2026, 20:24.

Change

  • Previous filing in this sequence was filed on 30 Jun 2025.
  • Current net transaction value: -$5,710,964.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001173871 Primary reporting owner

ALBERINI CARLOS

Relationship
CEO and Director, Director
Address
C/O GUESS?, INC., 1444 SOUTH ALAMEDA STREET, LOS ANGELES
Signature
/s/ Anne C. Deedwania (attorney-in-fact)
Signature date
26 Jan 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GES transaction

Common Stock

Options Exercise

Transaction value
$2,224,723
Shares
+348,157
Change %
+3997%
Price
$6.39
Shares after
356,867
Date
22 Jan 2026
Ownership
Direct
GES transaction

Common Stock

Tax liability

Transaction value
$1,700,668
Shares
-101,170
Change %
-28%
Price
$16.81
Shares after
255,697
Date
22 Jan 2026
Ownership
Direct
GES transaction

Common Stock

Other

Transaction value
Shares
+327,578
Change %
+128%
Price
Shares after
583,275
Date
23 Jan 2026
Ownership
Direct
Footnotes
F1, F2
GES transaction

Common Stock

Tax liability

Transaction value
$2,563,822
Shares
-153,064
Change %
-26%
Price
$16.75
Shares after
430,211
Date
23 Jan 2026
Ownership
Direct
GES transaction

Common Stock

Award

Transaction value
$0
Shares
+485,520
Change %
+113%
Price
$0.000000
Shares after
915,731
Date
23 Jan 2026
Ownership
Direct
Footnotes
F3
GES transaction

Common Stock

Tax liability

Transaction value
$3,671,198
Shares
-219,176
Change %
-24%
Price
$16.75
Shares after
696,555
Date
23 Jan 2026
Ownership
Direct
GES transaction

Common Stock

Other

Transaction value
Shares
-696,555
Change %
-100%
Price
Shares after
0
Date
23 Jan 2026
Ownership
Direct
Footnotes
F1, F4
GES transaction

Common Stock

Other

Transaction value
Shares
-208,410
Change %
-100%
Price
Shares after
0
Date
23 Jan 2026
Ownership
By Alberini Family LLC
Footnotes
F1, F4, F5
GES transaction

Common Stock

Other

Transaction value
Shares
-1,206,208
Change %
-100%
Price
Shares after
0
Date
23 Jan 2026
Ownership
By Carlos and Andrea Alberini Trust
Footnotes
F1, F4, F6

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GES transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-348,157
Change %
-100%
Price
$0.000000
Shares after
0
Date
22 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
348,157
Exercise price
$6.39
Footnotes
F7
GES transaction Derivative

Employee Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-600,000
Change %
-100%
Price
Shares after
0
Date
23 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
600,000
Exercise price
$19.13
Footnotes
F1, F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Carlos Alberini is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 8 footnotes

Footnote F1

On January 23, 2026, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 20, 2025, by and among Guess?, Inc. (the "Company"), Authentic Brands Group LLC ("Authentic"), Glow Holdco 1, Inc. ("Parent"), and Glow Merger Sub 1, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. As a result of the consummation of the Merger, the common stock of the Company, par value $0.01 per share ("Common Stock") will be delisted from the New York Stock Exchange and deregistered under the Securities Exchange Act of 1934, as amended.

Footnote F2

Represents outstanding unvested restricted stock units ("RSUs"), which, pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), vested and were converted into the number of shares of Common Stock underlying such RSUs immediately prior to the Effective Time.

Footnote F3

Represents the determination of the number of stock units, in accordance with the provisions of the applicable award agreement and the Merger Agreement, subject to an award of performance-based restricted stock units ("PSUs") previously granted by the Company, which, pursuant to the Merger Agreement, at the Effective Time vested and were converted into the number of shares of Common Stock underlying such PSUs immediately prior to the Effective Time.

Footnote F4

Represents shares of Common Stock which, pursuant to the terms of the Interim Investors Agreement, dated as of August 20, 2025, by and among Authentic and the other parties appearing on the signature pages thereto ("Rolling Stockholders"), immediately prior to the Effective Time, were contributed (or otherwise transferred), directly or indirectly, to a newly-formed affiliate of the Rolling Stockholders.

Footnote F5

Held by Alberini Family LLC.

Footnote F6

Held by Carlos and Andrea Alberini Trust.

Footnote F7

The option vested in three equal annual installments beginning on June 11, 2021.

Footnote F8

Represents options which, under the Merger Agreement, were cancelled at the Effective Time for no consideration, payment or right to consideration or payment.

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