Jordan G. Naydenov - 23 Sep 2021 Form 4 Insider Report for CytoDyn Inc. (CYDY)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
27 Sep 2021, 21:26:38 UTC
Next SEC filing
20 Oct 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: /s/ Michael D. Mulholland, Attorney-in-fact

Key filing fact

Jordan G. Naydenov filed Form 4 for CytoDyn Inc. (CYDY) on 27 Sep 2021.

Key facts

  • This page summarizes Jordan G. Naydenov's Form 4 filing for CytoDyn Inc. (CYDY).
  • 12 reported transactions and 9 derivative rows are listed below.
  • Accepted by SEC: 27 Sep 2021, 21:26.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: +$700,000.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CYDY transaction

Common Stock

Options Exercise

Transaction value
$400,000
Shares
+888,888
Change %
+13%
Price
$0.4500
Shares after
7,590,211
Date
23 Sep 2021
Ownership
Direct
CYDY transaction

Common Stock

Options Exercise

Transaction value
$99,999
Shares
+133,332
Change %
+1.8%
Price
$0.7500
Shares after
7,723,543
Date
23 Sep 2021
Ownership
Direct
CYDY transaction

Common Stock

Options Exercise

Transaction value
$200,001
Shares
+266,668
Change %
+3.5%
Price
$0.7500
Shares after
7,990,211
Date
23 Sep 2021
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CYDY transaction Derivative

Warrant (Right to Buy)

Disposed to Issuer

Transaction value
Shares
-444,444
Change %
-100%
Price
Shares after
0
Date
23 Sep 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
444,444
Exercise price
$0.4500
Footnotes
F1
CYDY transaction Derivative

Warrant (Right to Buy)

Disposed to Issuer

Transaction value
Shares
-66,666
Change %
-100%
Price
Shares after
0
Date
23 Sep 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
66,666
Exercise price
$0.7500
Footnotes
F1
CYDY transaction Derivative

Warrant (Right to Buy)

Disposed to Issuer

Transaction value
Shares
-133,334
Change %
-100%
Price
Shares after
0
Date
23 Sep 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
133,334
Exercise price
$0.7500
Footnotes
F1
CYDY transaction Derivative

Warrant (Right to Buy)

Award

Transaction value
Shares
+888,888
Change %
Price
Shares after
888,888
Date
23 Sep 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
888,888
Exercise price
$0.4500
Footnotes
F1
CYDY transaction Derivative

Warrant (Right to Buy)

Award

Transaction value
Shares
+133,332
Change %
Price
Shares after
133,332
Date
23 Sep 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
133,332
Exercise price
$0.7500
Footnotes
F1
CYDY transaction Derivative

Warrant (Right to Buy)

Award

Transaction value
Shares
+266,668
Change %
Price
Shares after
266,668
Date
23 Sep 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
266,668
Exercise price
$0.7500
Footnotes
F1
CYDY transaction Derivative

Warrant (Right to Buy)

Options Exercise

Transaction value
Shares
-888,888
Change %
-100%
Price
Shares after
0
Date
23 Sep 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
888,888
Exercise price
$0.4500
Footnotes
F1
CYDY transaction Derivative

Warrant (Right to Buy)

Options Exercise

Transaction value
Shares
-133,332
Change %
-100%
Price
Shares after
0
Date
23 Sep 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
133,332
Exercise price
$0.7500
Footnotes
F1
CYDY transaction Derivative

Warrant (Right to Buy)

Options Exercise

Transaction value
Shares
-266,668
Change %
-100%
Price
Shares after
0
Date
23 Sep 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
266,668
Exercise price
$0.7500
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On September 23, 2021, as an inducement to exercise, the Issuer and the Reporting Person agreed to amend three warrants held by the Reporting Person (the "Warrants") to purchase a total of 644,444 shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock"), pursuant to which twice as many shares could be purchased for double the total original exercise price.

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