Philipp Stratmann - 30 Jan 2026 Form 4 Insider Report for Ocean Power Technologies, Inc. (OPTT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
30 Jan 2026, 16:15:20 UTC
Prior SEC filing
28 Jan 2026
Next SEC filing
06 Mar 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Philipp Stratmann

Key filing fact

Philipp Stratmann filed Form 4 for Ocean Power Technologies, Inc. (OPTT) on 30 Jan 2026.

Key facts

  • This page summarizes Philipp Stratmann's Form 4 filing for Ocean Power Technologies, Inc. (OPTT).
  • 5 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 30 Jan 2026, 16:15.

Change

  • Previous filing in this sequence was filed on 28 Jan 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001869065 Primary reporting owner

Stratmann Philipp

Relationship
President and CEO, Director
Address
C/O OCEAN POWER TECHNOLOGIES, INC., 28 ENGELHARD DRIVE, SUITE B, MONROE TOWNSHIP
Signature
/s/ Philipp Stratmann
Signature date
30 Jan 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OPTT transaction

Common Stock

Award

Transaction value
Shares
+100,162
Change %
+4.5%
Price
Shares after
2,340,701
Date
30 Jan 2026
Ownership
Direct
Footnotes
F1, F4
OPTT transaction

Common Stock

Award

Transaction value
Shares
+100,198
Change %
+4.3%
Price
Shares after
2,440,899
Date
30 Jan 2026
Ownership
Direct
Footnotes
F2, F4
OPTT transaction

Common Stock

Award

Transaction value
Shares
+392,553
Change %
+16%
Price
Shares after
2,833,452
Date
30 Jan 2026
Ownership
Direct
Footnotes
F3, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OPTT transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
+100,198
Change %
Price
$0.000000
Shares after
100,198
Date
30 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
100,198
Exercise price
Footnotes
F2, F4
OPTT transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
+392,553
Change %
Price
$0.000000
Shares after
392,553
Date
30 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
392,553
Exercise price
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Shares acquired upon the time-based vesting of restricted stock units granted in January 2024.

Footnote F2

On January 31, 2024, the reporting person was granted 100,198 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

Footnote F3

On January 16, 2025, the reporting person was granted 392,553 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

Footnote F4

Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

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