Kraus al - 06 Feb 2023 Form 4 Insider Report for Cytosorbents Corp (CTSO)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
08 Feb 2023, 05:03:33 UTC
Prior SEC filing
12 Aug 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Kathleen P. Bloch attorney-in-fact for Al Kraus

Key filing fact

Kraus al filed Form 4 for Cytosorbents Corp (CTSO) on 08 Feb 2023.

Key facts

  • This page summarizes Kraus al's Form 4 filing for Cytosorbents Corp (CTSO).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 08 Feb 2023, 05:03.

Change

  • Previous filing in this sequence was filed on 12 Aug 2022.
  • Current net transaction value: +$31,800.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CTSO transaction

Common Stock

Options Exercise

Transaction value
$31,800
Shares
+12,000
Change %
+9.2%
Price
$2.65
Shares after
142,046
Date
06 Feb 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CTSO transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-12,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
06 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,000
Exercise price
$2.65
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Includes: (i) the following RSUs that will be settled into common stock upon vesting upon a "Change In Control" of CytoSorbents Corporation (the "Company") as defined in the Amended and Restated CytoSorbents Corporation 2014 Long-Term Incentive Plan: (a) 55,000 RSUs granted on April 8, 2015, (b) 5,000 RSUs granted on June 7, 2016, (c) 6,000 RSUs granted on February 24, 2017 and (d) 3,300 RSUs granted on March 15, 2018; and (ii) 72,746 shares of common stock owned by the reporting person.

Footnote F2

The stock options were granted to the reporting person on February 6, 2013 and were exercisable on the date of grant.

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