Benjamin Pham - 16 Jan 2026 Form 4 Insider Report for Strive, Inc. (ASST)

Reporting relationship: Chief Financial Officer, Director
Issuer ticker: ASST
Reported as of: 16 Jan 2026
Net transaction value: -$92,942
SEC form: 4
Accepted by SEC: 16 Jan 2026, 18:06:16 UTC
Prior SEC filing: 03 Oct 2025
Next SEC filing: 19 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Brian Logan Beirne, attorney-in-fact for Benjamin Pham

Key filing fact

Benjamin Pham filed Form 4 for Strive, Inc. (ASST) on 16 Jan 2026.

Key facts

This page summarizes Benjamin Pham's Form 4 filing for Strive, Inc. (ASST).
5 reported transactions and 5 derivative rows are listed below.
Accepted by SEC: 16 Jan 2026, 18:06.

Change

Previous filing in this sequence was filed on 03 Oct 2025.
Current net transaction value: -$92,942.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002084539 Primary reporting owner

Pham Benjamin

Relationship: Chief Financial Officer, Director
Address: C/O STRIVE, INC., 200 CRESCENT COURT SUITE 1400, DALLAS
Signature: /s/ Brian Logan Beirne, attorney-in-fact for Benjamin Pham
Signature date: 16 Jan 2026

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ASST transaction Derivative

Restricted Class B Common Stock

Options Exercise

Transaction value
Shares: -212,930
Change %: -100%
Price
Shares after: 0
Date: 16 Jan 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 212,930
Exercise price
Footnotes: F1, F2, F3, F4

ASST transaction Derivative

Class B Common Stock

Options Exercise

Transaction value
Shares: +212,930
Change %: +5.3%
Price
Shares after: 4,232,221
Date: 16 Jan 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 212,930
Exercise price
Footnotes: F1, F2, F3

ASST transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -226,583
Change %: -10%
Price
Shares after: 2,039,245
Date: 16 Jan 2026
Ownership: Direct
Underlying class: Class B Common Stock
Underlying amount: 130,767
Exercise price
Footnotes: F1, F2, F4, F5

ASST transaction Derivative

Class B Common Stock

Options Exercise

Transaction value
Shares: +226,583
Change %: +5.4%
Price
Shares after: 4,458,804
Date: 16 Jan 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 130,767
Exercise price
Footnotes: F1, F2, F5

ASST transaction Derivative

Class B Common Stock

Tax liability

Transaction value: $92,942
Shares: -95,816
Change %: -2.1%
Price: $0.9700
Shares after: 4,362,988
Date: 16 Jan 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 95,816
Exercise price
Footnotes: F1, F2, F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Each share of Class B Common Stock of the Registrant, automatically and without further action by the Reporting Person, is converted into one share of Class A Common Stock, upon the occurrence of a Transfer, other than a Permitted Transfer (each as defined in the Registrant's Amended and Restated Articles of Incorporation) or all shares of Class B Common Stock, automatically and without further action by the Reporting Person, shall be converted into an identical number of shares of Class A Common Stock at such date and time, or the occurrence of an event, specified by the affirmative vote (or written consent if action by written consent of stockholders is permitted at such time under the Registrant's Amended and Restated Articles of Incorporation) of the holders of a majority of the total voting power of the outstanding Class B Common Stock, voting as a separate class.

Footnote F2

(Footnote 1 continued) The Class B Common Stock may also be converted into Class A Common Stock at the election of the Reporting Person.

Footnote F3

The Restricted Stock vests as follows: 25% vests on the first anniversary of the applicable vesting commencement date and the remainder vests in 12 substantially equal installments on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date.

Footnote F4

Represents the settlement of Restricted Stock Units into shares of Class B Common Stock. The Reporting Person did not voluntarily sell any shares of Class A Common Stock or Class B Common Stock in connection with the transactions reported herein.

Footnote F5

The Restricted Stock Units vest as follows: 25% vests on the first anniversary of the applicable vesting commencement date and the remainder vests in 12 substantially equal installments on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date.

Footnote F6

Represents the withholding of shares by the Registrant solely to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of the Restricted Stock Units. The Reporting Person did not voluntarily sell any shares of Class B Common Stock or Class A Common Stock in connection with the transactions reported herein.