Elliot Stein Jr. - 22 Jul 2024 Form 4/A - Amendment Insider Report for MidCap Financial Investment Corp (MFIC)

Reporting relationship: Director
Issuer ticker: MFIC
Reported as of: 22 Jul 2024
Net transaction value: $0
SEC form: 4/A - Amendment
Accepted by SEC: 09 Jan 2026, 17:17:37 UTC
Original report date: 24 Jul 2024
Prior SEC filing: 02 Jul 2024
Next SEC filing: 02 Oct 2024
Source filing: View source filing
Reporting owner signature: /s/ Kristin Hester, as Attorney-in-Fact

Key filing fact

Elliot Stein Jr. filed Form 4/A - Amendment for MidCap Financial Investment Corp (MFIC) on 09 Jan 2026.

Key facts

This page summarizes Elliot Stein Jr.'s Form 4/A - Amendment filing for MidCap Financial Investment Corp (MFIC).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 09 Jan 2026, 17:17.

Change

Previous filing in this sequence was filed on 02 Jul 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reporting Owners (1)

CIK 0001285613 Primary reporting owner

STEIN ELLIOT JR

Relationship: Director
Address: C/O MIDCAP FINANCIAL INVESTMENT CORP, 9 WEST 57TH STREET, NEW YORK
Signature: /s/ Kristin Hester, as Attorney-in-Fact
Signature date: 09 Jan 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MFIC transaction

Common Stock

Award

Transaction value
Shares: +668
Change %: +14%
Price
Shares after: 5,342
Date: 22 Jul 2024
Ownership: Direct
Footnotes: F1

MFIC transaction

Common Stock

Award

Transaction value
Shares: +566
Change %: +11%
Price
Shares after: 5,908
Date: 22 Jul 2024
Ownership: Direct
Footnotes: F2

MFIC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,533
Date: 22 Jul 2024
Ownership: Elliot Stein Jr. Defined Benefit Plan

MFIC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 910
Date: 22 Jul 2024
Ownership: By Spouse

MFIC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,245
Date: 22 Jul 2024
Ownership: Elliot H. Stein Irrevocable Trust FBO Elliot H. Stein Jr. U/A DTD 4/18/85

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AFT Merger Agreement"). Pursuant to the AFT Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction.

Footnote F2

Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Tactical Income Fund Inc., a Maryland corporation ("AIF"), AIF Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AIF Merger Agreement"). Pursuant to the AIF Merger Agreement, each share of AIF's common stock, par value $0.001 per share, was converted into the right to receive 0.9441 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction.

SEC remarks

The original Form 4 filed on July 24, 2024 is being amended by this Form 4 amendment to correct the number of shares beneficially owned both directly and indirectly. The original Form 4 filing inadvertently consolidated all ownership under direct ownership. Exhibit List: Exhibit 24- Power of Attorney