A. Haag Sherman - 05 Jan 2026 Form 4 Insider Report for Tectonic Financial, Inc. (TECTP)

Reporting relationship: Chief Executive Officer, Director, 10%+ Owner
Issuer ticker: TECTP
Reported as of: 05 Jan 2026
Net transaction value: -$114,000
SEC form: 4
Accepted by SEC: 07 Jan 2026, 21:01:29 UTC
Prior SEC filing: 28 Jul 2025
Next SEC filing: 19 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Sherman A. Haag

Key filing fact

A. Haag Sherman filed Form 4 for Tectonic Financial, Inc. (TECTP) on 07 Jan 2026.

Key facts

This page summarizes A. Haag Sherman's Form 4 filing for Tectonic Financial, Inc. (TECTP).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 07 Jan 2026, 21:01.

Change

Previous filing in this sequence was filed on 28 Jul 2025.
Current net transaction value: -$114,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001283832 Primary reporting owner

SHERMAN A HAAG

Relationship: Chief Executive Officer, Director, 10%+ Owner
Address: 600 TRAVIS STREET, SUITE 5900, HOUSTON
Signature: /s/ Sherman A. Haag
Signature date: 07 Jan 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TECTP transaction

Common Stock

Sale

Transaction value: $114,000
Shares: -20,000
Change %: -1.2%
Price: $5.70
Shares after: 1,719,000
Date: 05 Jan 2026
Ownership: See Footnote
Footnotes: F1, F2

TECTP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 370,000
Date: 05 Jan 2026
Ownership: See Footnote
Footnotes: F3

TECTP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 12,000
Date: 05 Jan 2026
Ownership: See Footnote
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

On or about May 15, 2017, Mr. Sherman granted options to certain individuals to purchase from Mr. Sherman or one of his affiliates up to 25,000 shares of common stock of the Issuer at an exercise price of $5.70. The sale price of the common stock reflects the exercise price of such options.

Footnote F2

Shares held by The Sherman 2018 Irrevocable Trust for which the Reporting Person serves as trustee.

Footnote F3

Shares held by Sherman Tectonic FLP LP for which the Reporting Person serves as the Chief Executive Officer of the general partner.

Footnote F4

Shares held by individual retirement account.