Steven B. Clapp - 05 Jan 2026 Form 4 Insider Report for Tectonic Financial, Inc. (TECTP)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
07 Jan 2026, 20:15:32 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michelle Kay Baird as Attorney-In-Fact for Steven B. Clapp

Key filing fact

Steven B. Clapp filed Form 4 for Tectonic Financial, Inc. (TECTP) on 07 Jan 2026.

Key facts

  • This page summarizes Steven B. Clapp's Form 4 filing for Tectonic Financial, Inc. (TECTP).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 07 Jan 2026, 20:15.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$4,065,414.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001774456 Primary reporting owner

Clapp Steven B

Relationship
Director
Address
16200 DALLAS PARKWAY, SUITE 190, DALLAS
Signature
/s/ Michelle Kay Baird as Attorney-In-Fact for Steven B. Clapp
Signature date
07 Jan 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TECTP transaction

Common Stock

Sale

Transaction value
$4,054,014
Shares
-170,480
Change %
-83%
Price
$23.78
Shares after
34,620
Date
05 Jan 2026
Ownership
Direct
Footnotes
F1
TECTP transaction

Common Stock

Sale

Transaction value
$11,400
Shares
-2,000
Change %
-5.8%
Price
$5.70
Shares after
32,620
Date
05 Jan 2026
Ownership
Direct
Footnotes
F2
TECTP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,000
Date
05 Jan 2026
Ownership
By individual retirement account
TECTP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,000
Date
05 Jan 2026
Ownership
By spouse
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Steven B. Clapp is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

On January 5, 2026, in connection with the Issuer's spin-off of Tectonic Advisors, LLC, the Reporting Person disposed of 170,840 shares of the Issuer in exchange for 170,840 shares of Tectonic Advisors, LLC, valued at $23.78 per share.

Footnote F2

On or about May 15, 2017, Mr. Clapp granted options to certain individuals to purchase from Mr. Clapp up to 2,000 shares of common stock of the Issuer at an exercise price of $5.70. The sale price of the common stock reflects the exercise price of such options.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .