Mark A. Shaffer - 01 Jan 2026 Form 4 Insider Report for LIQUIDITY SERVICES INC (LQDT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 Jan 2026, 16:02:07 UTC
Prior SEC filing
03 Dec 2025
Next SEC filing
17 Feb 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Mark A. Shaffer

Key filing fact

Mark A. Shaffer filed Form 4 for LIQUIDITY SERVICES INC (LQDT) on 05 Jan 2026.

Key facts

  • This page summarizes Mark A. Shaffer's Form 4 filing for LIQUIDITY SERVICES INC (LQDT).
  • 8 reported transactions and 20 derivative rows are listed below.
  • Accepted by SEC: 05 Jan 2026, 16:02.

Change

  • Previous filing in this sequence was filed on 03 Dec 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001677053 Primary reporting owner

Shaffer Mark A

Relationship
VP, Gen. Counsel & Secretary
Address
C/O LIQUIDITY SERVICES, INC., 6931 ARLINGTON ROAD, SUTIE 460, BETHESDA
Signature
/s/ Mark A. Shaffer
Signature date
05 Jan 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LQDT transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+1,429
Change %
+2.7%
Price
$0.000000
Shares after
54,733
Date
01 Jan 2026
Ownership
By The Mark A. Shaffer Revocable Trust
Footnotes
F13
LQDT transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+2,123
Change %
+3.9%
Price
$0.000000
Shares after
56,856
Date
01 Jan 2026
Ownership
By The Mark A. Shaffer Revocable Trust
Footnotes
F14
LQDT transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+2,398
Change %
+4.2%
Price
$0.000000
Shares after
59,254
Date
01 Jan 2026
Ownership
By The Mark A. Shaffer Revocable Trust
Footnotes
F15
LQDT transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+2,074
Change %
+3.5%
Price
$0.000000
Shares after
61,328
Date
01 Jan 2026
Ownership
By The Mark A. Shaffer Revocable Trust
Footnotes
F16

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LQDT transaction Derivative

Restricted Stock Unit Grant

Options Exercise

Transaction value
$0
Shares
-2,180
Change %
-100%
Price
$0.000000
Shares after
0
Date
01 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,180
Exercise price
Footnotes
F2, F8
LQDT transaction Derivative

Restricted Stock Unit Grant

Options Exercise

Transaction value
$0
Shares
-3,238
Change %
-50%
Price
$0.000000
Shares after
3,237
Date
01 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,475
Exercise price
Footnotes
F2, F17
LQDT transaction Derivative

Restrited Stock Unit Grant

Options Exercise

Transaction value
$0
Shares
-3,657
Change %
-33%
Price
$0.000000
Shares after
7,315
Date
01 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,972
Exercise price
Footnotes
F2, F9
LQDT transaction Derivative

Restricted Stock Unit Grant

Options Exercise

Transaction value
$0
Shares
-3,163
Change %
-25%
Price
$0.000000
Shares after
9,487
Date
01 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,650
Exercise price
Footnotes
F2, F6
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
322
Date
01 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
322
Exercise price
$22.20
Footnotes
F1
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,035
Date
01 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,035
Exercise price
$14.00
Footnotes
F4
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
8,622
Date
01 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,622
Exercise price
$17.31
Footnotes
F5
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,700
Date
01 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,700
Exercise price
$21.62
Footnotes
F7
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
13,750
Date
01 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
13,750
Exercise price
$23.52
Footnotes
F11
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,644
Date
01 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,644
Exercise price
$22.20
Footnotes
F3
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,162
Date
01 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,162
Exercise price
$14.00
Footnotes
F3
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
11,825
Date
01 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
11,825
Exercise price
$17.31
Footnotes
F3
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,700
Date
01 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,700
Exercise price
$21.62
Footnotes
F3
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
13,750
Date
01 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
13,750
Exercise price
$23.52
Footnotes
F3
LQDT holding Derivative

Restricted Stock Unit Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,232
Date
01 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,232
Exercise price
Footnotes
F2, F10
LQDT holding Derivative

Restricted Stock Unit Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,180
Date
01 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,180
Exercise price
Footnotes
F2, F10
LQDT holding Derivative

Restricted Stock Unit Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,315
Date
01 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,315
Exercise price
Footnotes
F2, F10
LQDT holding Derivative

Restricted Stock Unit Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
12,650
Date
01 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,650
Exercise price
Footnotes
F2, F10
LQDT holding Derivative

Restricted Stock Unit Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
14,250
Date
01 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
14,250
Exercise price
Footnotes
F2, F10
LQDT holding Derivative

Restricted Stock Unit Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
14,250
Date
01 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
14,250
Exercise price
Footnotes
F2, F12
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 17 footnotes

Footnote F1

These options became fully vested on January 1, 2026.

Footnote F2

Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

Footnote F3

These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Footnote F4

12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Footnote F5

12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Footnote F6

Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.

Footnote F7

12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Footnote F8

Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026

Footnote F9

Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

Footnote F10

These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Footnote F11

12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Footnote F12

Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.

Footnote F13

Represents the net issuance of 1,429 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 751 shares.

Footnote F14

Represents the net issuance of 2,123 shares from the vesting of 3,238 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,115 shares.

Footnote F15

Represents the net issuance of 2,398 shares from the vesting of 3,657 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,259 shares.

Footnote F16

Represents the net issuance of 2,074 shares from the vesting of 3,163 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,089 shares.

Footnote F17

Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.

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