Key facts
- This page summarizes GRAT Holdings LLC's Form 4 filing for NOVAGOLD RESOURCES INC (NG).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 03 Jul 2023, 17:00.
GRAT Holdings LLC - 30 Jun 2023 Form 4 Insider Report for NOVAGOLD RESOURCES INC (NG)
- Reporting relationship
- Possible member of 10% group
- Issuer ticker
- NG
- Reported as of
- 30 Jun 2023
- Net transaction value
- +$1,116,341
- Reporting owner signature
- /s/ Thomas S. Kaplan, Co-Chief Executive Officer of GRAT Holdings LLC
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
GRAT Holdings LLC filed Form 4 for NOVAGOLD RESOURCES INC (NG) on 03 Jul 2023.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: +$1,116,341.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NG
transaction
Common Shares
Other
- Transaction value
- $1,116,341
- Shares
- +286,977
- Change %
- +5.7%
- Price
- $3.89
- Shares after
- 5,286,977
- Date
- 30 Jun 2023
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The purpose of this Form 4 is to report (i) the transfer of 286,977 Common Shares (the "Shares") of the Issuer from Thomas S. Kaplan to GRAT Holdings LLC ("GRAT") (which is owned by trusts for the benefit of the Kaplan family) on June 30, 2023, for US $3.89 per Share, the closing price of the Shares on June 29, 2023. Thus, Mr. Kaplan's aggregate beneficial ownership of the Shares is unchanged as a result of this transaction.
Footnote F2
For purposes of Section 16 of the Securities Exchange Act of 1934, GRAT disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.