Key facts
- This page summarizes Sharon Dowdall's Form 4 filing for NOVAGOLD RESOURCES INC (NG).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 14 Apr 2023, 11:57.
Sharon Dowdall - 13 Apr 2023 Form 4 Insider Report for NOVAGOLD RESOURCES INC (NG)
- Reporting relationship
- Director
- Issuer ticker
- NG
- Reported as of
- 13 Apr 2023
- Net transaction value
- -$255,172
- SEC form
- 4
- Accepted by SEC
- 14 Apr 2023, 11:57:09 UTC
- Prior SEC filing
- 01 Mar 2023
- Next SEC filing
- 19 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Tricia Pannier as attorney-in-fact for Sharon Dowdall
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Sharon Dowdall filed Form 4 for NOVAGOLD RESOURCES INC (NG) on 14 Apr 2023.
Change
- Previous filing in this sequence was filed on 01 Mar 2023.
- Current net transaction value: -$255,172.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NG
transaction
Common Shares
Options Exercise
- Transaction value
- $352,320
- Shares
- +96,000
- Change %
- +211%
- Price
- $3.67
- Shares after
- 141,519
- Date
- 13 Apr 2023
- Ownership
- Direct
- Footnotes
- F1
NG
transaction
Common Shares
Tax liability
- Transaction value
- $352,380
- Shares
- -56,201
- Change %
- -40%
- Price
- $6.27
- Shares after
- 85,318
- Date
- 13 Apr 2023
- Ownership
- Direct
- Footnotes
- F2
NG
transaction
Common Shares
Sale
- Transaction value
- $255,112
- Shares
- -39,799
- Change %
- -47%
- Price
- $6.41
- Shares after
- 45,519
- Date
- 13 Apr 2023
- Ownership
- Direct
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NG
transaction
Derivative
Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -96,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 13 Apr 2023
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 96,000
- Exercise price
- $3.67
- Footnotes
- F1, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The exercise price reported above was converted from the Canadian exercise price of C$4.90 using an exchange rate of CAD $1.3359=USD $1.00.
Footnote F2
The price above was converted from the Canadian price of C$8.37 to USD using an exchange rate of CAD $1.3359=USD $1.00.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$8.48 to C$8.60, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$8.56 to USD using an exchange rate of CAD $1.3359=USD $1.00.
Footnote F4
These options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021.