Scott A. Curtis - 15 Dec 2025 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
17 Dec 2025, 08:20:40 UTC
Prior SEC filing
11 Dec 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Scott A. Curtis by Jonathan J. Doyle as Attorney-in-Fact

Key filing fact

Scott A. Curtis filed Form 4 for RAYMOND JAMES FINANCIAL INC (RJF) on 17 Dec 2025.

Key facts

  • This page summarizes Scott A. Curtis's Form 4 filing for RAYMOND JAMES FINANCIAL INC (RJF).
  • 12 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 17 Dec 2025, 08:20.

Change

  • Previous filing in this sequence was filed on 11 Dec 2025.
  • Current net transaction value: -$2,613,899.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001601143 Primary reporting owner

Curtis Scott A

Relationship
Chief Operating Officer
Address
880 CARILLON PARKWAY, ST. PETERSBURG
Signature
/s/ Scott A. Curtis by Jonathan J. Doyle as Attorney-in-Fact
Signature date
17 Dec 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RJF transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+27,203
Change %
+16%
Price
$0.000000
Shares after
200,346
Date
15 Dec 2025
Ownership
Direct
Footnotes
F1
RJF transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+4,761
Change %
+2.4%
Price
$0.000000
Shares after
205,107
Date
15 Dec 2025
Ownership
Direct
Footnotes
F1
RJF transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+3,264
Change %
+1.6%
Price
$0.000000
Shares after
208,371
Date
15 Dec 2025
Ownership
Direct
Footnotes
F1
RJF transaction

Common Stock

Tax liability

Transaction value
$206,123
Shares
-1,258
Change %
-0.6%
Price
$163.85
Shares after
207,113
Date
15 Dec 2025
Ownership
Direct
RJF transaction

Common Stock

Tax liability

Transaction value
$300,665
Shares
-1,835
Change %
-0.89%
Price
$163.85
Shares after
205,278
Date
15 Dec 2025
Ownership
Direct
RJF transaction

Common Stock

Tax liability

Transaction value
$389,144
Shares
-2,375
Change %
-1.2%
Price
$163.85
Shares after
202,903
Date
15 Dec 2025
Ownership
Direct
RJF transaction

Common Stock

Tax liability

Transaction value
$1,717,967
Shares
-10,485
Change %
-5.2%
Price
$163.85
Shares after
192,418
Date
15 Dec 2025
Ownership
Direct
RJF holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,190
Date
15 Dec 2025
Ownership
ESOP
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RJF transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-3,264
Change %
-6.4%
Price
$0.000000
Shares after
47,515
Date
15 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,264
Exercise price
Footnotes
F1, F3
RJF transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-27,203
Change %
-57%
Price
$0.000000
Shares after
20,312
Date
15 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
27,203
Exercise price
Footnotes
F1, F3
RJF transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+3,661
Change %
Price
$0.000000
Shares after
3,661
Date
15 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,661
Exercise price
Footnotes
F1, F4
RJF transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-4,761
Change %
-100%
Price
$0.000000
Shares after
0
Date
15 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,761
Exercise price
Footnotes
F1
RJF transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+4,348
Change %
Price
$0.000000
Shares after
4,348
Date
15 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,348
Exercise price
Footnotes
F1, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Footnote F2

Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 10, 2025.

Footnote F3

RSUs vested 60% on 12/15/2025 and will vest 20% on 12/15/2026 and 20% on 12/15/2027.

Footnote F4

RSUs vest 60% on 12/15/2028, 20% on 12/15/2029, and 20% on 12/15/2030.

Footnote F5

Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

SEC remarks

This Form 4 reports (i) the vesting of RSUs awarded to the reporting person, (ii) dispositions by the reporting person to the issuer to cover tax liability in connection with such vesting, (iii) a grant of management RSUs to the reporting person, and (iv) a grant of RSUs as a portion of the annual bonus to the reporting person.

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