Kenneth A. Goldman - 17 Jul 2025 Form 4 Insider Report for WEALTHFRONT CORP (WLTH)

Reporting relationship: Director
Issuer ticker: WLTH
Reported as of: 17 Jul 2025
Net transaction value: -$608,216
SEC form: 4
Accepted by SEC: 15 Dec 2025, 20:35:59 UTC
Prior SEC filing: 30 Jun 2025
Next SEC filing: 21 Aug 2025
Source filing: View source filing
Reporting owner signature: /s/ Lauren Lin, as Attorney-in-Fact

Key filing fact

Kenneth A. Goldman filed Form 4 for WEALTHFRONT CORP (WLTH) on 15 Dec 2025.

Key facts

This page summarizes Kenneth A. Goldman's Form 4 filing for WEALTHFRONT CORP (WLTH).
13 reported transactions and 6 derivative rows are listed below.
Accepted by SEC: 15 Dec 2025, 20:35.

Change

Previous filing in this sequence was filed on 30 Jun 2025.
Current net transaction value: -$608,216.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001218470 Primary reporting owner

GOLDMAN KENNETH A

Relationship: Director
Address: C/O WEALTHFRONT CORPORATION, 261 HAMILTON AVENUE, PALO ALTO
Signature: /s/ Lauren Lin, as Attorney-in-Fact
Signature date: 15 Dec 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

WLTH transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +6,945
Change %
Price: $0.000000
Shares after: 6,945
Date: 11 Dec 2025
Ownership: Direct

WLTH transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +27,778
Change %: +400%
Price: $0.000000
Shares after: 34,723
Date: 11 Dec 2025
Ownership: Direct

WLTH transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +30,500
Change %: +88%
Price: $0.000000
Shares after: 65,223
Date: 11 Dec 2025
Ownership: Direct

WLTH transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +15,496
Change %: +24%
Price: $0.000000
Shares after: 80,719
Date: 11 Dec 2025
Ownership: Direct

WLTH transaction

Common Stock

Sale

Transaction value: $532,994
Shares: -38,071
Change %: -47%
Price: $14.00
Shares after: 42,648
Date: 11 Dec 2025
Ownership: Direct
Footnotes: F1

WLTH transaction

Common Stock

Sale

Transaction value: $75,222
Shares: -5,373
Change %: -100%
Price: $14.00
Shares after: 0
Date: 11 Dec 2025
Ownership: By Goldman-Valeriote Family Trust
Footnotes: F1, F2

WLTH transaction

Common Stock

Conversion of derivative security

Transaction value
Shares: +53,732
Change %
Price
Shares after: 48,359
Date: 15 Dec 2025
Ownership: By Goldman-Valeriote Family Trust
Footnotes: F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

WLTH transaction Derivative

Series C Preferred Stock

Gift

Transaction value
Shares: -25,000
Change %: -32%
Price
Shares after: 53,732
Date: 17 Jul 2025
Ownership: By Goldman-Valeriote Family Trust
Underlying class: Common Stock
Underlying amount: 25,000
Exercise price
Footnotes: F2, F3, F4, F5

WLTH transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -6,945
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 11 Dec 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,945
Exercise price
Footnotes: F6, F7, F8

WLTH transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -27,778
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 11 Dec 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 27,778
Exercise price
Footnotes: F6, F8, F9

WLTH transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -30,500
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 11 Dec 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 30,500
Exercise price
Footnotes: F6, F8, F10

WLTH transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -15,496
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 11 Dec 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 15,496
Exercise price
Footnotes: F6, F8, F11

WLTH transaction Derivative

Series C Preferred Stock

Conversion of derivative security

Transaction value
Shares: -53,732
Change %: -100%
Price
Shares after: 0
Date: 15 Dec 2025
Ownership: By Goldman-Valeriote Family Trust
Underlying class: Common Stock
Underlying amount: 53,732
Exercise price
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 11 footnotes

Footnote F1

The reported sale transaction represents the reporting person's participation in the Issuer's secondary offering, which occurred in conjunction with the IPO.

Footnote F2

The reported securities are directly held by the Goldman-Valeriote Family Trust, for which the reporting person serves as trustee.

Footnote F3

Pursuant to the Issuer's Restated Certificate of Incorporation, each share of Series C Convertible Preferred Stock ("Preferred Stock") may be converted, at the option of the holder, at any time. In connection with the completion of the Issuer's initial public offering ("IPO") of its Common Stock, each share of Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-1. The securities have no expiration date.

Footnote F4

The transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the IPO, and the transaction is reported herein pursuant to Rule 16a-2(a).

Footnote F5

The reported transaction represents a gift, for no consideration, which is exempt pursuant to Rule 16b-5.

Footnote F6

Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.

Footnote F7

The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested as to 1/8 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2023. The award was fully time-vested as of December 15, 2024, and the entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.

Footnote F8

These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.

Footnote F9

The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, November 22, 2022. The entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.

Footnote F10

The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, January 25, 2023. The entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.

Footnote F11

The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, February 21, 2024. The entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.