Alan W. Dunton - 09 Dec 2025 Form 4 Insider Report for PALATIN TECHNOLOGIES INC (PTNT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
11 Dec 2025, 17:00:15 UTC
Prior SEC filing
16 Sep 2025
Next SEC filing
15 Dec 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Alan W. Dunton, by Stephen A. Slusher, Attorney-in-Fact

Key filing fact

Alan W. Dunton filed Form 4 for PALATIN TECHNOLOGIES INC (PTNT) on 11 Dec 2025.

Key facts

  • This page summarizes Alan W. Dunton's Form 4 filing for PALATIN TECHNOLOGIES INC (PTNT).
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 11 Dec 2025, 17:00.

Change

  • Previous filing in this sequence was filed on 16 Sep 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001304773 Primary reporting owner

DUNTON ALAN W

Relationship
Director
Address
PALATIN TECHNOLOGIES, INC., 11 DEER PARK DRIVE, SUITE 204, MONMOUTH JUNCTION,
Signature
/s/ Alan W. Dunton, by Stephen A. Slusher, Attorney-in-Fact
Signature date
11 Dec 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PTN transaction

Common Stock

Award

Transaction value
$0
Shares
+1,000
Change %
+8.3%
Price
$0.000000
Shares after
13,081
Date
09 Dec 2025
Ownership
Direct
Footnotes
F1
PTN transaction

Common Stock

Award

Transaction value
$0
Shares
+1,000
Change %
+7.6%
Price
$0.000000
Shares after
14,081
Date
09 Dec 2025
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PTN transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+1,200
Change %
+5.1%
Price
$0.000000
Shares after
24,799
Date
09 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,200
Exercise price
$21.38
Footnotes
F3
PTN transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+1,200
Change %
+4.8%
Price
$0.000000
Shares after
25,999
Date
09 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,200
Exercise price
$21.38
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 4 footnotes

Footnote F1

Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on December 9, 2026. The restricted share units were granted by the Compensation Committee on December 9, 2025, and there were no impediments to the grant of the restricted stock units.

Footnote F2

Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest as to 50% on December 9, 2026 and as to the remaining 50% on December 9, 2027. The restricted share units were granted by the Compensation Committee on December 9, 2025, and there were no impediments to the grant of the restricted stock units.

Footnote F3

Stock Options granted under the 2011 Stock Incentive Plan, the option vests on December 9,2026, and in the event that the director does not serve until December 31, 2026, is prorated based on the period of service at the rate of 1/12 per month on the last day of each month, starting on January 31, 2026. The options were granted by the Compensation Committee on December 9, 2025, and there were no impediments to the grant of the options.

Footnote F4

Stock Options granted under the 2011 Stock Incentive Plan, the option vests as to 50% on December 9, 2026 and as to the remaining 50% on December 9, 2027. The options were granted by the Compensation Committee on December 9, 2025, and there were no impediments to the grant of options.

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