Robert L. Buttermore - 08 Dec 2025 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
10 Dec 2025, 20:13:47 UTC
Prior SEC filing
05 Dec 2025
Next SEC filing
17 Feb 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Danielle White, Attorney-in-fact for Robert L. Buttermore

Key filing fact

Robert L. Buttermore filed Form 4 for ROCKWELL AUTOMATION, INC (ROK) on 10 Dec 2025.

Key facts

  • This page summarizes Robert L. Buttermore's Form 4 filing for ROCKWELL AUTOMATION, INC (ROK).
  • 12 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 10 Dec 2025, 20:13.

Change

  • Previous filing in this sequence was filed on 05 Dec 2025.
  • Current net transaction value: -$184,676.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001963701 Primary reporting owner

Buttermore Robert L.

Relationship
SVP,Chief Supply Chain Officer
Address
1201 S 2ND STREET, MILWAUKEE
Signature
Danielle White, Attorney-in-fact for Robert L. Buttermore
Signature date
10 Dec 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROK transaction

Common Stock

Sale

Transaction value
$82,594
Shares
-206
Change %
-7.1%
Price
$400.94
Shares after
2,685
Date
08 Dec 2025
Ownership
Direct
Footnotes
F1, F2
ROK transaction

Common Stock

Sale

Transaction value
$10,042
Shares
-25
Change %
-0.93%
Price
$401.69
Shares after
2,660
Date
08 Dec 2025
Ownership
Direct
Footnotes
F1, F3
ROK transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+154
Change %
+5.8%
Price
$0.000000
Shares after
2,814
Date
09 Dec 2025
Ownership
Direct
ROK transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+329
Change %
+12%
Price
$0.000000
Shares after
3,143
Date
09 Dec 2025
Ownership
Direct
ROK transaction

Common Stock

Sale

Transaction value
$25,249
Shares
-63
Change %
-2%
Price
$400.78
Shares after
3,080
Date
10 Dec 2025
Ownership
Direct
Footnotes
F4, F5
ROK transaction

Common Stock

Sale

Transaction value
$31,338
Shares
-78
Change %
-2.5%
Price
$401.77
Shares after
3,002
Date
10 Dec 2025
Ownership
Direct
Footnotes
F4, F6
ROK transaction

Common Stock

Sale

Transaction value
$35,049
Shares
-87
Change %
-2.9%
Price
$402.86
Shares after
2,915
Date
10 Dec 2025
Ownership
Direct
Footnotes
F4, F7
ROK transaction

Common Stock

Sale

Transaction value
$404
Shares
-1
Change %
-0.03%
Price
$403.71
Shares after
2,914
Date
10 Dec 2025
Ownership
Direct
Footnotes
F4
ROK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
277
Date
08 Dec 2025
Ownership
By Savings Plan
Footnotes
F8

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROK transaction Derivative

Employee Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+9,731
Change %
Price
$0.000000
Shares after
9,731
Date
08 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
9,731
Exercise price
$402.22
Footnotes
F9, F10
ROK transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+2,835
Change %
Price
$0.000000
Shares after
2,835
Date
08 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,835
Exercise price
Footnotes
F9, F11, F12
ROK transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-154
Change %
-100%
Price
$0.000000
Shares after
0
Date
09 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
154
Exercise price
Footnotes
F11, F12
ROK transaction Derivative

Performance Shares

Options Exercise

Transaction value
$0
Shares
-329
Change %
-100%
Price
$0.000000
Shares after
0
Date
09 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
329
Exercise price
Footnotes
F13
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 13 footnotes

Footnote F1

Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/5/2025.

Footnote F2

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.44 to $401.2850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F3

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.58 to $401.8650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F4

Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/9/2025.

Footnote F5

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.4150 to $401.30. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F6

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.54 to $402.0250. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F7

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.54 to $403.3025. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F8

Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/30/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Footnote F9

Awarded under the Company's 2020 Long-Term Incentive Plan.

Footnote F10

The options vest in three substantially equal annual installments beginning on date exercisable.

Footnote F11

Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

Footnote F12

The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Footnote F13

Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

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