Scott Genereux - 08 Dec 2025 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
10 Dec 2025, 19:42:35 UTC
Prior SEC filing
05 Dec 2025
Next SEC filing
27 Feb 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Danielle White, Attorney-in-fact for Scott Genereux

Key filing fact

Scott Genereux filed Form 4 for ROCKWELL AUTOMATION, INC (ROK) on 10 Dec 2025.

Key facts

  • This page summarizes Scott Genereux's Form 4 filing for ROCKWELL AUTOMATION, INC (ROK).
  • 12 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 10 Dec 2025, 19:42.

Change

  • Previous filing in this sequence was filed on 05 Dec 2025.
  • Current net transaction value: -$664,640.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001456171 Primary reporting owner

GENEREUX SCOTT

Relationship
Sr.VP, Chief Revenue Officer
Address
1201 SOUTH SECOND STREET, MILWAUKEE
Signature
Danielle White, Attorney-in-fact for Scott Genereux
Signature date
10 Dec 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROK transaction

Common Stock

Sale

Transaction value
$100,999
Shares
-252
Change %
-8%
Price
$400.79
Shares after
2,898
Date
08 Dec 2025
Ownership
Direct
Footnotes
F1, F2
ROK transaction

Common Stock

Sale

Transaction value
$6,028
Shares
-15
Change %
-0.52%
Price
$401.86
Shares after
2,883
Date
08 Dec 2025
Ownership
Direct
Footnotes
F1
ROK transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+963
Change %
+33%
Price
$0.000000
Shares after
3,846
Date
09 Dec 2025
Ownership
Direct
ROK transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+2,055
Change %
+53%
Price
$0.000000
Shares after
5,901
Date
09 Dec 2025
Ownership
Direct
ROK transaction

Common Stock

Sale

Transaction value
$137,838
Shares
-344
Change %
-5.8%
Price
$400.69
Shares after
5,557
Date
10 Dec 2025
Ownership
Direct
Footnotes
F3, F4
ROK transaction

Common Stock

Sale

Transaction value
$204,532
Shares
-509
Change %
-9.2%
Price
$401.83
Shares after
5,048
Date
10 Dec 2025
Ownership
Direct
Footnotes
F3, F5
ROK transaction

Common Stock

Sale

Transaction value
$181,731
Shares
-451
Change %
-8.9%
Price
$402.95
Shares after
4,597
Date
10 Dec 2025
Ownership
Direct
Footnotes
F3, F6
ROK transaction

Common Stock

Sale

Transaction value
$33,513
Shares
-83
Change %
-1.8%
Price
$403.77
Shares after
4,514
Date
10 Dec 2025
Ownership
Direct
Footnotes
F3, F7

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROK transaction Derivative

Employee Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+6,146
Change %
Price
$0.000000
Shares after
6,146
Date
08 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,146
Exercise price
$402.22
Footnotes
F8, F9
ROK transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+1,791
Change %
Price
$0.000000
Shares after
1,791
Date
08 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,791
Exercise price
Footnotes
F8, F10, F11
ROK transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-963
Change %
-100%
Price
$0.000000
Shares after
0
Date
09 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
963
Exercise price
Footnotes
F10, F11
ROK transaction Derivative

Performance Shares

Options Exercise

Transaction value
$0
Shares
-2,055
Change %
-100%
Price
$0.000000
Shares after
0
Date
09 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,055
Exercise price
Footnotes
F12
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 12 footnotes

Footnote F1

Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2024 to cover taxes due on restricted stock units that vested on 12/5/2025.

Footnote F2

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.40 to $401.3650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F3

Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2024 to cover taxes due on restricted stock units that vested on 12/9/2025.

Footnote F4

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.36 to $401.1950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F5

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.45 to $402.15. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F6

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.54 to $403.34. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F7

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.57 to $403.81. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Footnote F8

Awarded under the Company's 2020 Long-Term Incentive Plan.

Footnote F9

The options vest in three substantially equal annual installments beginning on date exercisable.

Footnote F10

Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

Footnote F11

The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Footnote F12

Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

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