Key facts
- This page summarizes Scott Genereux's Form 4 filing for ROCKWELL AUTOMATION, INC (ROK).
- 12 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 10 Dec 2025, 19:42.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Sale
Sale
Options Exercise
Options Exercise
Sale
Sale
Sale
Sale
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Award
Award
Options Exercise
Options Exercise
Additional SEC filing notes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Footnote F1
Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2024 to cover taxes due on restricted stock units that vested on 12/5/2025.
Footnote F2
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.40 to $401.3650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Footnote F3
Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2024 to cover taxes due on restricted stock units that vested on 12/9/2025.
Footnote F4
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.36 to $401.1950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Footnote F5
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.45 to $402.15. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Footnote F6
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.54 to $403.34. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Footnote F7
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.57 to $403.81. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Footnote F8
Awarded under the Company's 2020 Long-Term Incentive Plan.
Footnote F9
The options vest in three substantially equal annual installments beginning on date exercisable.
Footnote F10
Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
Footnote F11
The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
Footnote F12
Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).