Irwin N. Gold - 05 Dec 2025 Form 4 Insider Report for HOULIHAN LOKEY, INC. (HLI)

Reporting relationship: CO-CHAIRMAN, Director, 10%+ Owner
Issuer ticker: HLI
Reported as of: 05 Dec 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 08 Dec 2025, 16:52:27 UTC
Prior SEC filing: 18 Sep 2025
Next SEC filing: 19 May 2026
Source filing: View source filing
Reporting owner signature: /s/ J. Lindsey Alley, Attorney-in-Fact for Irwin N. Gold

Key filing fact

Irwin N. Gold filed Form 4 for HOULIHAN LOKEY, INC. (HLI) on 08 Dec 2025.

Key facts

This page summarizes Irwin N. Gold's Form 4 filing for HOULIHAN LOKEY, INC. (HLI).
3 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 08 Dec 2025, 16:52.

Change

Previous filing in this sequence was filed on 18 Sep 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001122672 Primary reporting owner

GOLD IRWIN

Relationship: CO-CHAIRMAN, Director, 10%+ Owner
Address: C/O HOULIHAN LOKEY, INC., 10250 CONSTELLATION BLVD., 5TH FLOOR, LOS ANGELES
Signature: /s/ J. Lindsey Alley, Attorney-in-Fact for Irwin N. Gold
Signature date: 08 Dec 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HLI transaction

CLASS A COMMON STOCK

Conversion of derivative security

Transaction value: $0
Shares: +5,000
Change %
Price: $0.000000
Shares after: 5,000
Date: 05 Dec 2025
Ownership: Direct
Footnotes: F1

HLI transaction

CLASS A COMMON STOCK

Gift

Transaction value: $0
Shares: -5,000
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 05 Dec 2025
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HLI transaction Derivative

CLASS B COMMON STOCK

Conversion of derivative security

Transaction value: $0
Shares: -5,000
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 05 Dec 2025
Ownership: Direct
Underlying class: CLASS A COMMON STOCK
Underlying amount: 5,000
Exercise price
Footnotes: F1

HLI holding Derivative

CLASS B COMMON STOCK

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,066,385
Date: 05 Dec 2025
Ownership: BY HL VOTING TRUST
Underlying class: CLASS A COMMON STOCK
Underlying amount: 1,066,385
Exercise price
Footnotes: F1, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

Footnote F2

On December 5, 2025, the reporting person made a charitable donation of 5,000 shares of Class A Common Stock. No value was received for the donated shares.

Footnote F3

The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.