Ascend Global Investment Fund SPC - Strategic Segregated Portfolio - 04 Dec 2025 Form 4 Insider Report for 5E Advanced Materials, Inc. (FEAM)

Reporting relationship: Director, 10%+ Owner
Issuer ticker: FEAM
Reported as of: 04 Dec 2025
Net transaction value: +$1,000,006
SEC form: 4
Accepted by SEC: 08 Dec 2025, 16:30:31 UTC
Prior SEC filing: 27 Aug 2025
Source filing: View source filing
Reporting owner signature: Ascend Global Investment Fund SPC for and on behalf of Strategic SP, /s/ Mulyadi Tjandra, By: Mulyadi Tjandra Title: Director

Key filing fact

Ascend Global Investment Fund SPC - Strategic Segregated Portfolio filed Form 4 for 5E Advanced Materials, Inc. (FEAM) on 08 Dec 2025.

Key facts

This page summarizes Ascend Global Investment Fund SPC - Strategic Segregated Portfolio's Form 4 filing for 5E Advanced Materials, Inc. (FEAM).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 08 Dec 2025, 16:30.

Change

Previous filing in this sequence was filed on 27 Aug 2025.
Current net transaction value: +$1,000,006.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (5)

CIK 0002001144 Primary reporting owner

Ascend Global Investment Fund SPC - Strategic Segregated Portfolio

Relationship: Director, 10%+ Owner
Address: 1 KIM SENG PROMENADE #10-01 EAST TOWER, GREAT WORLD CITY, SINGAPORE
Signature: Ascend Global Investment Fund SPC for and on behalf of Strategic SP, /s/ Mulyadi Tjandra, By: Mulyadi Tjandra Title: Director
Signature date: 08 Dec 2025

CIK 0002009685

Meridian Investments Corp

Relationship: 10%+ Owner
Address: 1 KIM SENG PROMENADE, #10-01 EAST TOWER, GREAT WORLD CITY, SINGAPORE
Signature: Meridian Investments Corporation, /s/ Mulyadi Tjandra, By: Mulyadi Tjandra Title: Director
Signature date: 08 Dec 2025

CIK 0002009683

Ascend Capital Advisors (S) Pte. Ltd.

Relationship: 10%+ Owner
Address: 1 KIM SENG PROMENADE, #10-01 EAST TOWER, GREAT WORLD CITY, SINGAPORE
Signature: Ascend Capital Advisors (S) Pte. Ltd., /s/ Mulyadi Tjandra, By: Mulyadi Tjandra Title: Director
Signature date: 08 Dec 2025

CIK 0002009892

Ascend Financial Holdings Ltd

Relationship: 10%+ Owner
Address: 1 KIM SENG PROMENADE, #10-01 EAST TOWER, GREAT WORLD CITY, SINGAPORE
Signature: Ascend Financial Holdings Limited, By: Key Time Ventures Limited, Director, /s/ Lau Kar Yee, By: Lau Kar Yee, Title: Authorized Signatory
Signature date: 08 Dec 2025

CIK 0002001327

Susanto Halim

Relationship: 10%+ Owner
Address: 1 KIM SENG PROMENADE, #10-01 EAST TOWER, GREAT WORLD CITY, SINGAPORE
Signature: /s/ Halim Susanto
Signature date: 08 Dec 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FEAM transaction

Common Stock

Options Exercise

Transaction value: $10,000,000
Shares: +2,816,346
Change %: +36%
Price: $3.55
Shares after: 10,646,992
Date: 04 Dec 2025
Ownership: See Footnotes
Footnotes: F1, F2

FEAM transaction

Common Stock

Tax liability

Transaction value: $8,999,993
Shares: -2,282,698
Change %: -21%
Price: $3.94
Shares after: 8,364,294
Date: 04 Dec 2025
Ownership: See Footnotes
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FEAM transaction Derivative

Warrants

Options Exercise

Transaction value
Shares: -2,816,346
Change %: -100%
Price
Shares after: 0
Date: 04 Dec 2025
Ownership: See Footnotes
Underlying class: Common Stock
Underlying amount: 2,816,346
Exercise price: $3.55
Footnotes: F1, F2, F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Following the transactions reported herein, Ascend Global Investment Fund SPC ("Ascend Global") is the record holder of 4,298,796 shares of Common Stock and Meridian Investments Corporation ("Meridian") is the record holder of 4,065,498 shares of Common Stock.

Footnote F2

Ascend Global is the sole shareholder of Meridian, and may be deemed to share beneficial ownership of the securities held of record by Meridian. Ascend Financial Holdings Limited ("Ascend Financial") is the sole shareholder of Ascend Capital Advisors (S) Pte. Ltd., which is the sole partner of Ascend Global. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global. By virtue of his control of Ascend Financial, Mr. Susanto may also be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global under Section 13(d) of the Securities Exchange Act of 1934 (as amended) and the rules promulgated by the U.S. Securities and Exchange Commission thereunder. Mr. Susanto disclaims beneficial ownership of the securities beneficially owned by Ascend Global.

Footnote F3

The warrants are currently exercisable and will expire on March 13, 2026.

Footnote F4

The warrants were acquired pursuant to a Subscription Agreement dated January 14, 2025 among the Issuer, BEP Special Situations IV LLC, Ascend Global and Meridian.