Christian E. Rothe - 05 Dec 2025 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 Dec 2025, 19:53:00 UTC
Prior SEC filing
21 Aug 2025
Next SEC filing
10 Dec 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Danielle White, Attorney-In-Fact for Christian E. Rothe

Key filing fact

Christian E. Rothe filed Form 4 for ROCKWELL AUTOMATION, INC (ROK) on 05 Dec 2025.

Key facts

  • This page summarizes Christian E. Rothe's Form 4 filing for ROCKWELL AUTOMATION, INC (ROK).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 05 Dec 2025, 19:53.

Change

  • Previous filing in this sequence was filed on 21 Aug 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001523212 Primary reporting owner

Rothe Christian E

Relationship
Sr. VP and CFO
Address
1201 S. 2ND STREET, MILWAUKEE
Signature
Danielle White, Attorney-In-Fact for Christian E. Rothe
Signature date
05 Dec 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROK transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+1,077
Change %
+12%
Price
$0.000000
Shares after
9,732
Date
05 Dec 2025
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROK transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-1,077
Change %
-33%
Price
$0.000000
Shares after
2,155
Date
05 Dec 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,077
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Includes shares acquired under the Company's dividend reinvestment plan as reported by the plan administrator on 9/12/2025

Footnote F2

Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

Footnote F3

The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

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