Key facts
- This page summarizes W. Kirk Wycoff's Form 4 filing for BANC OF CALIFORNIA, INC. (BANC).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 19 Oct 2021, 17:23.
W. Kirk Wycoff - 18 Oct 2021 Form 4 Insider Report for BANC OF CALIFORNIA, INC. (BANC)
- Reporting relationship
- Director
- Issuer ticker
- BANC
- Reported as of
- 18 Oct 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 19 Oct 2021, 17:23:49 UTC
- Prior SEC filing
- 17 May 2021
- Next SEC filing
- 04 Sep 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ido Dotan, Attorney-in-Fact for W Kirk Wycoff
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
W. Kirk Wycoff filed Form 4 for BANC OF CALIFORNIA, INC. (BANC) on 19 Oct 2021.
Change
- Previous filing in this sequence was filed on 17 May 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BANC
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +1,257,654
- Change %
- Price
- $0.000000
- Shares after
- 1,257,654
- Date
- 18 Oct 2021
- Ownership
- by Patriot Financial Partners III, LP
- Footnotes
- F1, F2
BANC
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +733,577
- Change %
- +58%
- Price
- $0.000000
- Shares after
- 1,991,231
- Date
- 18 Oct 2021
- Ownership
- by Patriot Financial Partners III, LP
- Footnotes
- F2, F3
BANC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 82,536
- Date
- 18 Oct 2021
- Ownership
- Direct
BANC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 518
- Date
- 18 Oct 2021
- Ownership
- by Patriot Financial Manager, LP
- Footnotes
- F4
BANC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,308,661
- Date
- 18 Oct 2021
- Ownership
- by Patriot Financial Partners II, LP
- Footnotes
- F5
BANC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 152,692
- Date
- 18 Oct 2021
- Ownership
- by Patriot Financial Partners Parallel II, LP
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Received in exchange for 2,515,308 shares of the common stock of Pacific Mercantile Bancorp ("PMB") in connection with the merger of PMB's into Banc of California, Inc. ("BOC"). On the effective date of the merger, the closing price of PMB's common stock was $9.40 per share, and the closing price of BOC's common stock was $18.74 per share.
Footnote F2
The securities are beneficially held by Patriot Financial Partners III, L.P. ("Patriot Fund III"). Patriot Financial Partners GP III, L.P. ("Patriot GP III") is a general partner of Patriot Fund III, and Patriot Financial Partners GP III, LLC ("Patriot GP III LLC") is a general partner of Patriot GP III. In addition, the Reporting Person is a general partner of Patriot Fund III and Patriot GP III and a member of Patriot GP III LLC. Accordingly, securities owned by Patriot Fund III may be regarded as being beneficially owned by Patriot GP III, Patriot GP III LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
Footnote F3
Received in exchange for 1,467,155 shares of non-voting common stock of PMB in connection with the merger of PMB into BOC.
Footnote F4
The Reporting Person is a majority owner of Patriot Financial Manager, L.P. and may be deemed to be the beneficial owner of the securities held thereby. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
Footnote F5
The securities are beneficially held by Patriot Financial Partners II, L.P. (the "Patriot Fund II") and Patriot Financial Partners Parallel II, L.P. (the "Patriot Parallel Fund II," together with the Patriot Fund II, the "Funds II"). Patriot Financial Partners GP II, L.P. ("Patriot II GP") is a general partner of each of the Funds II, and Patriot Financial Partners GP II, LLC ("Patriot II LLC") is a general partner of Patriot II GP. In addition, the Reporting Person is a general partner of the Funds II and Patriot II GP and a member of Patriot II LLC. Accordingly, securities owned by the Funds II may be regarded as being beneficially owned by Patriot II GP, Patriot II LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.