David Manuel Neylan - 28 Nov 2025 Form 4 Insider Report for Guild Holdings Co (GHLD)

Reporting relationship: President and COO
Issuer ticker: GHLD
Reported as of: 28 Nov 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 28 Nov 2025, 12:09:23 UTC
Prior SEC filing: 04 Sep 2025
Source filing: View source filing
Reporting owner signature: /s/ Bella Guerrero, Attorney-in-Fact for David Manuel Neylan

Key filing fact

David Manuel Neylan filed Form 4 for Guild Holdings Co (GHLD) on 28 Nov 2025.

Key facts

This page summarizes David Manuel Neylan's Form 4 filing for Guild Holdings Co (GHLD).
12 reported transactions and 10 derivative rows are listed below.
Accepted by SEC: 28 Nov 2025, 12:09.

Change

Previous filing in this sequence was filed on 04 Sep 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001827840 Primary reporting owner

Neylan David Manuel

Relationship: President and COO
Address: 5887 COPLEY DRIVE, SAN DIEGO
Signature: /s/ Bella Guerrero, Attorney-in-Fact for David Manuel Neylan
Signature date: 28 Nov 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GHLD transaction

Class A Common Stock

Gift

Transaction value
Shares: -13,000
Change %: -4.4%
Price
Shares after: 281,726
Date: 28 Nov 2025
Ownership: Direct
Footnotes: F1

GHLD transaction

Class A Common Stock

Disposed to Issuer

Transaction value
Shares: -281,726
Change %: -100%
Price
Shares after: 0
Date: 28 Nov 2025
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GHLD transaction Derivative

Performance Stock Units

Disposed to Issuer

Transaction value
Shares: -16,844
Change %: -100%
Price
Shares after: 0
Date: 28 Nov 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 16,844
Exercise price
Footnotes: F2, F3

GHLD transaction Derivative

Dividend Equivalent Units

Disposed to Issuer

Transaction value
Shares: -212
Change %: -100%
Price
Shares after: 0
Date: 28 Nov 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 212
Exercise price
Footnotes: F2, F3, F4

GHLD transaction Derivative

Restricted Stock Units

Disposed to Issuer

Transaction value
Shares: -4,402
Change %: -100%
Price
Shares after: 0
Date: 28 Nov 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,402
Exercise price
Footnotes: F2, F3

GHLD transaction Derivative

Dividend Equivalent Units

Disposed to Issuer

Transaction value
Shares: -551
Change %: -100%
Price
Shares after: 0
Date: 28 Nov 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 551
Exercise price
Footnotes: F2, F3, F4

GHLD transaction Derivative

Restricted Stock Units

Disposed to Issuer

Transaction value
Shares: -18,352
Change %: -100%
Price
Shares after: 0
Date: 28 Nov 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 18,352
Exercise price
Footnotes: F2, F3

GHLD transaction Derivative

Dividend Equivalent Units

Disposed to Issuer

Transaction value
Shares: -2,295
Change %: -100%
Price
Shares after: 0
Date: 28 Nov 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,295
Exercise price
Footnotes: F2, F3, F4

GHLD transaction Derivative

Restricted Stock Units

Disposed to Issuer

Transaction value
Shares: -39,525
Change %: -100%
Price
Shares after: 0
Date: 28 Nov 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 39,525
Exercise price
Footnotes: F2, F3

GHLD transaction Derivative

Dividend Equivalent Units

Disposed to Issuer

Transaction value
Shares: -3,052
Change %: -100%
Price
Shares after: 0
Date: 28 Nov 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,052
Exercise price
Footnotes: F2, F3, F4

GHLD transaction Derivative

Restricted Stock Units

Disposed to Issuer

Transaction value
Shares: -50,524
Change %: -100%
Price
Shares after: 0
Date: 28 Nov 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 50,524
Exercise price
Footnotes: F2, F3

GHLD transaction Derivative

Dividend Equivalent Units

Disposed to Issuer

Transaction value
Shares: -636
Change %: -100%
Price
Shares after: 0
Date: 28 Nov 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 636
Exercise price
Footnotes: F2, F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

David Manuel Neylan is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 4 footnotes

Footnote F1

Transferred to donor-advised fund.

Footnote F2

On June 17, 2025, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") among Gulf MSR HoldCo, LLC, Gulf MSR Merger Sub Corporation, and the Issuer, pursuant to which, at the Effective Time (as defined in the Merger Agreement), all outstanding shares of common stock of the Issuer were converted to the right to receive $20.00 per share in cash (the "Merger Consideration").

Footnote F3

Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of RSUs and PSUs was canceled and converted into the right to receive the Merger Consideration of $20.00 per share multiplied by the total number of shares underlying the RSU award or by the total number of shares underlying the PSU award (based on target level achievement of applicable performance goals), respectively.

Footnote F4

Represents Dividend Equivalent Units ("DEUs") paid on outstanding RSUs or PSUs, rounded to the nearest whole share, and subject to the same terms and canceled and converted pursuant to the Merger Agreement on the same terms as the underlying RSUs or PSUs, respectively.