Bradley K. Serwin - 21 Nov 2025 Form 4 Insider Report for Compass, Inc. (COMP)

Reporting relationship: General Counsel
Issuer ticker: COMP
Reported as of: 21 Nov 2025
Net transaction value: -$590,169
SEC form: 4
Accepted by SEC: 25 Nov 2025, 16:55:20 UTC
Prior SEC filing: 13 Nov 2025
Source filing: View source filing
Reporting owner signature: /s/ Bradley K. Serwin

Key filing fact

Bradley K. Serwin filed Form 4 for Compass, Inc. (COMP) on 25 Nov 2025.

Key facts

This page summarizes Bradley K. Serwin's Form 4 filing for Compass, Inc. (COMP).
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 25 Nov 2025, 16:55.

Change

Previous filing in this sequence was filed on 13 Nov 2025.
Current net transaction value: -$590,169.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001314040 Primary reporting owner

Serwin Bradley K

Relationship: General Counsel
Address: C/O COMPASS, INC., 110 FIFTH AVENUE, 4TH FLOOR, NEW YORK
Signature: /s/ Bradley K. Serwin
Signature date: 25 Nov 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

COMP transaction

Class A Common Stock

Sale

Transaction value: $139,690
Shares: -13,969
Change %: -4.4%
Price: $10.00
Shares after: 300,617
Date: 21 Nov 2025
Ownership: Direct
Footnotes: F1

COMP transaction

Class A Common Stock

Sale

Transaction value: $219,996
Shares: -20,952
Change %: -7%
Price: $10.50
Shares after: 279,665
Date: 24 Nov 2025
Ownership: Direct
Footnotes: F1

COMP transaction

Class A Common Stock

Sale

Transaction value: $230,483
Shares: -20,953
Change %: -7.5%
Price: $11.00
Shares after: 258,712
Date: 25 Nov 2025
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 1 footnote

Footnote F1

Automatic sales pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 12, 2025.