Braden Smith - 18 Nov 2025 Form 4 Insider Report for Amerant Bancorp Inc. (AMTB)

Reporting relationship: SEVP, Chief Consumer Banking Officer
Issuer ticker: AMTB
Reported as of: 18 Nov 2025
Net transaction value: -$13,458
SEC form: 4
Accepted by SEC: 20 Nov 2025, 16:50:15 UTC
Prior SEC filing: 20 Feb 2025
Source filing: View source filing
Reporting owner signature: /s/ Julio V. Pena, as Attorney-in-Fact for Braden Smith

Key filing fact

Braden Smith filed Form 4 for Amerant Bancorp Inc. (AMTB) on 20 Nov 2025.

Key facts

This page summarizes Braden Smith's Form 4 filing for Amerant Bancorp Inc. (AMTB).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 20 Nov 2025, 16:50.

Change

Previous filing in this sequence was filed on 20 Feb 2025.
Current net transaction value: -$13,458.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002045314 Primary reporting owner

Smith Braden

Relationship: SEVP, Chief Consumer Banking Officer
Address: C/O AMERANT BANCORP INC., 220 ALHAMBRA CR., 12TH FLOOR, CORAL GABLES
Signature: /s/ Julio V. Pena, as Attorney-in-Fact for Braden Smith
Signature date: 20 Nov 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AMTB transaction

Class A Common Stock

Options Exercise

Transaction value: $0
Shares: +2,000
Change %: +229%
Price: $0.000000
Shares after: 2,872
Date: 18 Nov 2025
Ownership: Direct
Footnotes: F1, F2

AMTB transaction

Class A Common Stock

Tax liability

Transaction value: $13,458
Shares: -787
Change %: -27%
Price: $17.10
Shares after: 2,085
Date: 18 Nov 2025
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AMTB transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -2,000
Change %: -20%
Price: $0.000000
Shares after: 8,000
Date: 18 Nov 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 2,000
Exercise price: $0.000000
Footnotes: F1, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

Footnote F2

Includes 872.424 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on May 30, 2025.

Footnote F3

Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.

Footnote F4

On November 18, 2024, Mr. Smith was awarded 10,000 RSUs. Each RSU represents the right to receive, following vesting, one share of Class A common stock. Twenty percent (20%) of the restricted stock units will vest on each of the first two anniversaries of the date of grant and the remaining sixty percent (60%) will vest on the third anniversary of the date of grant, provided that Mr. Smith remains in the continuous service of the Company or a subsidiary through each such date.

SEC remarks

SEVP, Chief Consumer Banking Officer