CANTOR FITZGERALD, L. P. - 17 Nov 2025 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Reporting relationship: 10%+ Owner
Issuer ticker: GCMG
Reported as of: 17 Nov 2025
Net transaction value: -$334
SEC form: 4
Accepted by SEC: 18 Nov 2025, 21:16:40 UTC
Prior SEC filing: 06 Oct 2025
Next SEC filing: 19 Nov 2025
Source filing: View source filing
Reporting owner signature: /s/ Brandon G. Lutnick

Key filing fact

CANTOR FITZGERALD, L. P. filed Form 4 for GCM Grosvenor Inc. (GCMG) on 18 Nov 2025.

Key facts

This page summarizes CANTOR FITZGERALD, L. P.'s Form 4 filing for GCM Grosvenor Inc. (GCMG).
2 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 18 Nov 2025, 21:16.

Change

Previous filing in this sequence was filed on 06 Oct 2025.
Current net transaction value: -$334.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (5)

CIK 0001024896 Primary reporting owner

CANTOR FITZGERALD, L. P.

Relationship: 10%+ Owner
Address: 110 EAST 59TH STREET, NEW YORK
Signature: /s/ Brandon G. Lutnick
Signature date: 18 Nov 2025

CIK 0001761061

CF Finance Holdings LLC

Relationship: 10%+ Owner
Address: 110 EAST 59TH STREET, NEW YORK
Signature: /s/ Brandon G. Lutnick, as Chief Executive Officer of Cantor Fitzgerald, L.P.
Signature date: 18 Nov 2025

CIK 0001834206

CF GCM Investor, LLC

Relationship: 10%+ Owner
Address: 110 EAST 59TH STREET, NEW YORK
Signature: /s/ Brandon G. Lutnick, as Chief Executive Officer of CF Finance Holdings, LLC
Signature date: 18 Nov 2025

CIK 0001251145

CF GROUP MANAGEMENT INC

Relationship: 10%+ Owner
Address: 110 EAST 59TH STREET, NEW YORK
Signature: /s/ Brandon G. Lutnick, as Chief Executive Officer of CF GCM Investor, LLC
Signature date: 18 Nov 2025

CIK 0002048880

Lutnick Brandon

Relationship: 10%+ Owner
Address: 110 EAST 59TH STREET, NEW YORK
Signature: /s/ Brandon G. Lutnick, as Chief Executive Officer of CF Group Management Inc.
Signature date: 18 Nov 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GMCG holding

Class A common stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 6,451,535
Date: 17 Nov 2025
Ownership: See Footnotes
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GMCG transaction Derivative

Warrants

Sale

Transaction value: $334
Shares: -33,358
Change %: -1.9%
Price: $0.0100^*
Shares after: 1,766,642
Date: 17 Nov 2025
Ownership: See Footnotes
Underlying class: Class A common stock
Underlying amount: 33,358
Exercise price: $11.50
Footnotes: F2

GMCG transaction Derivative

Warrants

Other

Transaction value
Shares: -1,766,642
Change %: -100%
Price
Shares after: 0
Date: 17 Nov 2025
Ownership: See Footnotes
Underlying class: Class A common stock
Underlying amount: 1,766,642
Exercise price: $11.50
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

On November 17, 2025, CF Finance Holdings, LLC ("Holdings") sold 33,358 warrants in GCM Grosvenor, Inc. ("GCMG") at an average price of $0.01 per warrant and the remaining 1,766,642 warrants held by Holdings and CF GCM Investor, LLC ("Investor") expired.

Footnote F2

Holdings owns 2,951,535 shares of Class A common stock of GCMG and Investor owns 3,500,000 shares of Class A common stock of GCMG. Cantor Fitzgerald, L.P. ("CFLP") is the sole member of each of Holdings and Investor. CF Group Management, Inc. ("CFGM") is the managing general partner of CFLP. Mr. Lutnick is the Chairman and Chief Executive Officer of CFLP and CFGM and also the trustee with decision making control of trusts that hold all of the voting shares of CFGM. As such, each of CFLP, CFGM and Mr. Lutnick may be deemed to have beneficial ownership of the securities directly held by Holdings and Investor. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.