Luis Alvarado - 02 May 2025 Form 4 Insider Report for NEWMARK GROUP, INC. (NMRK)

Reporting relationship: Chief Operating Officer
Issuer ticker: NMRK
Reported as of: 02 May 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 17 Nov 2025, 16:02:00 UTC
Prior SEC filing: 14 Apr 2025
Next SEC filing: 16 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/ Luis Alvarado

Key filing fact

Luis Alvarado filed Form 4 for NEWMARK GROUP, INC. (NMRK) on 17 Nov 2025.

Key facts

This page summarizes Luis Alvarado's Form 4 filing for NEWMARK GROUP, INC. (NMRK).
2 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 17 Nov 2025, 16:02.

Change

Previous filing in this sequence was filed on 14 Apr 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002063962 Primary reporting owner

ALVARADO LUIS

Relationship: Chief Operating Officer
Address: C/O NEWMARK GROUP, INC., 125 PARK AVENUE, NEW YORK
Signature: /s/ Luis Alvarado
Signature date: 17 Nov 2025

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NMRK transaction Derivative

Newmark Holdings Exchangeable Limited Partnership Interests

Award

Transaction value
Shares: +1,219
Change %: +23%
Price
Shares after: 6,603
Date: 02 May 2025
Ownership: Direct
Underlying class: Class A common stock, par value $0.01 per share
Underlying amount: 1,128
Exercise price
Footnotes: F1, F3

NMRK transaction Derivative

Newmark Holdings Exchangeable Limited Partnership Interests

Award

Transaction value
Shares: +1,220
Change %: +19%
Price
Shares after: 7,731
Date: 28 Jul 2025
Ownership: Direct
Underlying class: Class A common stock, par value $0.01 per share
Underlying amount: 1,128
Exercise price
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

On May 2, 2025, Newmark Group, Inc. (the "Company") granted the reporting person 1,219 exchange rights with respect to 1,219 previously awarded units of Newmark Holdings, L.P. ("Newmark Holdings") that were previously non-exchangeable. The grant of exchange rights was made in accordance with a monetization schedule approved before the reporting person became an executive officer of the Company and is being reported late due to an inadvertent administrative delay.

Footnote F2

On July 28, 2025, the Company granted the reporting person 1,220 exchange rights with respect to 1,220 previously awarded units of Newmark Holdings that were previously non-exchangeable. The grant of exchange rights was made in accordance with a monetization schedule approved before the reporting person became an executive officer of the Company and is being reported late due to an inadvertent administrative delay.

Footnote F3

The exchange rights are exerciseable at any time for shares of Class A common stock, par value $0.01 per share, of the Company, at the then-current exchange ratio (which was 0.9248 as of November 17, 2025), which is subject to adjustment.