Key facts
- This page summarizes Zachary D. Witkoff's Form 3 filing for ALT5 Sigma Corp (ALTS).
- 0 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 13 Nov 2025, 20:24.
Zachary D. Witkoff - 12 Aug 2025 Form 3 Insider Report for ALT5 Sigma Corp (ALTS)
- Reporting relationship
- Director
- Issuer ticker
- ALTS
- Reported as of
- 12 Aug 2025
- Net transaction value
- $0
- Reporting owner signature
- /s/ Zachary D. Witkoff
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Zachary D. Witkoff filed Form 3 for ALT5 Sigma Corp (ALTS) on 13 Nov 2025.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reporting Owners (1)
CIK 0002083907
Primary reporting owner
Witkoff Zachary David
- Relationship
- Director
- Address
- C/O WORLD LIBERTY FINANCIAL, INC., 407 ARYE STREET, SUITE 1358, WILMINGTON,
- Signature
- /s/ Zachary D. Witkoff
- Signature date
- 13 Nov 2025
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ALTS
holding
Common stock, Par Value $0.001
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,000,000
- Date
- 12 Aug 2025
- Ownership
- See footnote
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ALTS
holding
Derivative
Warrants to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 12 Aug 2025
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 8,000,000
- Exercise price
- $7.50
- Footnotes
- F1, F2
ALTS
holding
Derivative
Warrants to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 12 Aug 2025
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 4,000,000
- Exercise price
- $8.25
- Footnotes
- F1, F2
ALTS
holding
Derivative
Warrants to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 12 Aug 2025
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 4,000,000
- Exercise price
- $9.00
- Footnotes
- F1, F2
ALTS
holding
Derivative
Warrants to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 12 Aug 2025
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 4,000,000
- Exercise price
- $9.75
- Footnotes
- F1, F2
ALTS
holding
Derivative
Pre-Funded Warrants to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 12 Aug 2025
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 99,000,000
- Exercise price
- $0.001000
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The reported securities are held directly by World Liberty Financial, Inc. ("WLFI"). Zachary Witkoff holds an indirect interest in WLFI, and may indirectly share in the proceeds from the sale of the Issuer's securities by WLFI. Mr. Witkoff disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest, if any, and this Form 3 shall not be deemed an admission that he is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Footnote F2
Subject to a 4.99% beneficial ownership limitation, each of the Warrants is exercisable at any time after issuance at the specified exercise price. The Warrants do not have an expiration date.
Footnote F3
Subject to a 4.99% beneficial ownership limitation, each of the Pre-Funded Warrants is exercisable for one share of Common Stock at an exercise price of $0.001 per Pre-Funded Warrant Share. The Pre-Funded Warrants are exercisable from and after October 16, 2025 following the approval by the Issuer's stockholders at a special meeting to: (i) allow, for the purpose of complying with Nasdaq rules, the issuance of shares underlying the Pre-Funded Warrant in excess of 19.99% of the shares of common stock outstanding immediately prior to their acquisition, and (ii) filed an amendment to its Articles of Incorporation to increase the number of authorized shares of common stock. The Pre-Funded Warrants do not have an expiration date.
SEC remarks
Mr. Zachary D. Witkoff is the co-founder and CEO of WLFI, and was appointed to the Issuer's board of directors as a representative of WLFI. As a result, WLFI is a director by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.