World Liberty Financial, Inc. - 12 Aug 2025 Form 3 Insider Report for ALT5 Sigma Corp (ALTS)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
13 Nov 2025, 21:04:56 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Zachary D. Witkoff, CEO of World Liberty Financial, Inc.

Key filing fact

World Liberty Financial, Inc. filed Form 3 for ALT5 Sigma Corp (ALTS) on 13 Nov 2025.

Key facts

  • This page summarizes World Liberty Financial, Inc.'s Form 3 filing for ALT5 Sigma Corp (ALTS).
  • 0 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 13 Nov 2025, 21:04.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reporting Owners (1)

CIK 0002043140 Primary reporting owner

World Liberty Financial, Inc.

Relationship
Director, Director by Deputization
Address
407 ARYE STREET, SUITE 1358, WILMINGTON
Signature
/s/ Zachary D. Witkoff, CEO of World Liberty Financial, Inc.
Signature date
13 Nov 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALTS holding

Common stock, Par Value $0.001

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,000,000
Date
12 Aug 2025
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ALTS holding Derivative

Warrants to Purchase Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
12 Aug 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,000,000
Exercise price
$7.50
Footnotes
F1
ALTS holding Derivative

Warrants to Purchase Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
12 Aug 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,000,000
Exercise price
$8.25
Footnotes
F1
ALTS holding Derivative

Warrants to Purchase Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
12 Aug 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,000,000
Exercise price
$9.00
Footnotes
F1
ALTS holding Derivative

Warrants to Purchase Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
12 Aug 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,000,000
Exercise price
$9.75
Footnotes
F1
ALTS holding Derivative

Pre-Funded Warrants to Purchase Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
12 Aug 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
99,000,000
Exercise price
$0.001000
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Subject to a 4.99% beneficial ownership limitation, each of the Warrants is exercisable at any time after issuance at the specified exercise price. The Warrants do not have an expiration date.

Footnote F2

Subject to a 4.99% beneficial ownership limitation, each of the Pre-Funded Warrants is exercisable for one share of Common Stock at an exercise price of $0.001 per Pre-Funded Warrant Share. The Pre-Funded Warrants are exercisable from and after October 16, 2025 following the approval by the Issuer's stockholders at a special meeting to: (i) allow, for the purpose of complying with Nasdaq rules, the issuance of shares underlying the Pre-Funded Warrant in excess of 19.99% of the shares of common stock outstanding immediately prior to their acquisition, and (ii) filed an amendment to its Articles of Incorporation to increase the number of authorized shares of common stock. The Pre-Funded Warrants do not have an expiration date.

SEC remarks

Mr. Zachary D. Witkoff and Mr. Zachary Folkman, each a member of the board of directors of the Issuer and a co-founder, director and executive officer of World Liberty Financial, Inc. ("WLFI"), were appointed to the Issuer's board of directors as representatives of WLFI. As a result, WLFI is a director by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

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