Jason Warnick - 11 Nov 2025 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Reporting relationship: Chief Financial Officer
Issuer ticker: HOOD
Reported as of: 11 Nov 2025
Net transaction value: -$38,804,385
SEC form: 4
Accepted by SEC: 13 Nov 2025, 15:51:59 UTC
Prior SEC filing: 02 Oct 2025
Next SEC filing: 21 Nov 2025
Source filing: View source filing
Reporting owner signature: /s/ Matthew Yorkavich, attorney-in-fact for Jason Warnick

Key filing fact

Jason Warnick filed Form 4 for Robinhood Markets, Inc. (HOOD) on 13 Nov 2025.

Key facts

This page summarizes Jason Warnick's Form 4 filing for Robinhood Markets, Inc. (HOOD).
6 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 13 Nov 2025, 15:51.

Change

Previous filing in this sequence was filed on 02 Oct 2025.
Current net transaction value: -$38,804,385.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001871212 Primary reporting owner

Warnick Jason

Relationship: Chief Financial Officer
Address: C/O ROBINHOOD MARKETS, INC., 85 WILLOW ROAD, MENLO PARK
Signature: /s/ Matthew Yorkavich, attorney-in-fact for Jason Warnick
Signature date: 13 Nov 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HOOD transaction

Class A Common Stock

Options Exercise

Transaction value: $1,037,750
Shares: +175,000
Change %: +30%
Price: $5.93
Shares after: 763,691
Date: 11 Nov 2025
Ownership: Direct

HOOD transaction

Class A Common Stock

Sale

Transaction value: $9,365,142
Shares: -71,117
Change %: -9.3%
Price: $131.69
Shares after: 692,574
Date: 11 Nov 2025
Ownership: Direct
Footnotes: F1, F2

HOOD transaction

Class A Common Stock

Sale

Transaction value: $11,777,425
Shares: -88,950
Change %: -13%
Price: $132.40
Shares after: 603,624
Date: 11 Nov 2025
Ownership: Direct
Footnotes: F1, F3

HOOD transaction

Class A Common Stock

Sale

Transaction value: $15,222,303
Shares: -114,032
Change %: -19%
Price: $133.49
Shares after: 489,592
Date: 11 Nov 2025
Ownership: Direct
Footnotes: F1, F4

HOOD transaction

Class A Common Stock

Sale

Transaction value: $3,477,266
Shares: -25,901
Change %: -5.3%
Price: $134.25
Shares after: 463,691
Date: 11 Nov 2025
Ownership: Direct
Footnotes: F1, F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HOOD transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -175,000
Change %: -47%
Price: $0.000000
Shares after: 200,000
Date: 11 Nov 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 175,000
Exercise price: $5.93
Footnotes: F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 6 footnotes

Footnote F1

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.

Footnote F2

This transaction was executed in multiple trades during the day at prices ranging from $130.96 to $131.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Footnote F3

This transaction was executed in multiple trades during the day at prices ranging from $131.96 to $132.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Footnote F4

This transaction was executed in multiple trades during the day at prices ranging from $132.96 to $133.94. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Footnote F5

This transaction was executed in multiple trades during the day at prices ranging from $133.96 to $134.59. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Footnote F6

On December 15, 2018, the Reporting Person was granted an option to purchase 700,000 shares of Common Stock under Robinhood's Amended and Restated 2013 Stock Plan, which option was amended and restated on January 13, 2020. This option vested and became exercisable as to one-fourth (1/4) of those shares on December 4, 2019, with the remainder scheduled to vest and become exercisable in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.