Key facts
- This page summarizes Jeffrey McGonegal's Form 4 filing for Riot Platforms, Inc. (RIOT).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 13 Jan 2023, 17:41.
Jeffrey McGonegal - 11 Jan 2023 Form 4 Insider Report for Riot Platforms, Inc. (RIOT)
- Reporting relationship
- Senior Advisor
- Issuer ticker
- RIOT
- Reported as of
- 11 Jan 2023
- Net transaction value
- -$55,704
- SEC form
- 4
- Accepted by SEC
- 13 Jan 2023, 17:41:51 UTC
- Prior SEC filing
- 29 Sep 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Alexander K. Travis, Attorney-in-Fact for Jeffrey McGonegal
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Jeffrey McGonegal filed Form 4 for Riot Platforms, Inc. (RIOT) on 13 Jan 2023.
Change
- Previous filing in this sequence was filed on 29 Sep 2022.
- Current net transaction value: -$55,704.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RIOT
transaction
Common Stock
Tax liability
- Transaction value
- $55,704
- Shares
- -13,200
- Change %
- -1.5%
- Price
- $4.22
- Shares after
- 876,280
- Date
- 11 Jan 2023
- Ownership
- Direct
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Jeffrey McGonegal is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 1 footnote
Footnote F1
Shares surrendered to the Issuer, in accordance with Rule 16b-3 under the Exchange Act, to cover tax liabilities incident to the vesting of 29,334 performance-based restricted shares of the Issuer's Common Stock, previously issued to the Reporting Person as restricted stock awards, which are eligible to vest, if at all, based on the Issuer's achievement of performance objectives established under the performance plan, as previously reported on Form 4 by the Reporting Person. Pursuant to the equity award agreements between the Issuer and the Reporting Person covering such awards, vested shares may be surrendered to the Issuer by the Reporting Person to cover applicable taxes incurred in connection with the vesting of such shares, as authorized and approved by the Issuer's Compensation and Human Resources Committee, which administers the Plan.