Mark Andrew Smith - 06 Nov 2025 Form 4 Insider Report for CUMMINS INC (CMI)

Reporting relationship: VP - Chief Financial Officer
Issuer ticker: CMI
Reported as of: 06 Nov 2025
Net transaction value: -$4,307,217
SEC form: 4
Accepted by SEC: 10 Nov 2025, 16:09:58 UTC
Prior SEC filing: 31 Oct 2025
Next SEC filing: 03 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/ Nicole Y. Lamb-Hale, Attorney-in-Fact

Key filing fact

Mark Andrew Smith filed Form 4 for CUMMINS INC (CMI) on 10 Nov 2025.

Key facts

This page summarizes Mark Andrew Smith's Form 4 filing for CUMMINS INC (CMI).
8 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 10 Nov 2025, 16:09.

Change

Previous filing in this sequence was filed on 31 Oct 2025.
Current net transaction value: -$4,307,217.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001676537 Primary reporting owner

Smith Mark Andrew

Relationship: VP - Chief Financial Officer
Address: 500 JACKSON STREET, COLUMBUS
Signature: /s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Signature date: 10 Nov 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CMI transaction

Common

Options Exercise

Transaction value: $1,863,193
Shares: +13,110
Change %: +42%
Price: $142.12
Shares after: 44,692
Date: 06 Nov 2025
Ownership: Direct

CMI transaction

Common

Sale

Transaction value: $375,749
Shares: -800
Change %: -1.8%
Price: $469.69
Shares after: 43,892
Date: 06 Nov 2025
Ownership: Direct
Footnotes: F1

CMI transaction

Common

Sale

Transaction value: $381,438
Shares: -803
Change %: -1.8%
Price: $475.02
Shares after: 43,089
Date: 06 Nov 2025
Ownership: Direct
Footnotes: F2

CMI transaction

Common

Sale

Transaction value: $465,063
Shares: -975
Change %: -2.3%
Price: $476.99
Shares after: 42,114
Date: 06 Nov 2025
Ownership: Direct
Footnotes: F3

CMI transaction

Common

Sale

Transaction value: $621,562
Shares: -1,320
Change %: -3.1%
Price: $470.88
Shares after: 40,794
Date: 06 Nov 2025
Ownership: Direct
Footnotes: F4

CMI transaction

Common

Sale

Transaction value: $1,844,864
Shares: -3,902
Change %: -9.6%
Price: $472.80
Shares after: 36,892
Date: 06 Nov 2025
Ownership: Direct
Footnotes: F5

CMI transaction

Common

Sale

Transaction value: $2,481,735
Shares: -5,310
Change %: -14%
Price: $467.37
Shares after: 31,582
Date: 06 Nov 2025
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CMI transaction Derivative

Stock Option (Right-to-Buy)

Options Exercise

Transaction value: $0
Shares: -13,110
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 06 Nov 2025
Ownership: Direct
Underlying class: Common
Underlying amount: 13,110
Exercise price: $142.12

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 5 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $469.27 - $470.23. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Footnote F2

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $475.00 - $475.04. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Footnote F3

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $476.98 - $477.00. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Footnote F4

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $470.27 - $471.12. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Footnote F5

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $472.25 - $473.06. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.