Matthew D. Kaplan - 07 Nov 2025 Form 4 Insider Report for Great Elm Capital Corp. (GECC)

Reporting relationship: CEO and President
Issuer ticker: GECC
Reported as of: 07 Nov 2025
Net transaction value: +$150,126
SEC form: 4
Accepted by SEC: 10 Nov 2025, 16:13:42 UTC
Prior SEC filing: 23 Sep 2025
Source filing: View source filing
Reporting owner signature: /s/ Adam M. Kleinman, attorney-in-fact

Key filing fact

Matthew D. Kaplan filed Form 4 for Great Elm Capital Corp. (GECC) on 10 Nov 2025.

Key facts

This page summarizes Matthew D. Kaplan's Form 4 filing for Great Elm Capital Corp. (GECC).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 10 Nov 2025, 16:13.

Change

Previous filing in this sequence was filed on 23 Sep 2025.
Current net transaction value: +$150,126.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001916576 Primary reporting owner

Kaplan Matthew D

Relationship: CEO and President
Address: C/O GREAT ELM CAPITAL CORP., 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS
Signature: /s/ Adam M. Kleinman, attorney-in-fact
Signature date: 10 Nov 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GECC transaction

Common Stock

Purchase

Transaction value: $150,126
Shares: +19,650
Change %: +16%
Price: $7.64
Shares after: 142,400
Date: 07 Nov 2025
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.55 to $7.74, inclusive. The Reporting Person undertakes to provide to Great Elm Capital Corp. ("GECC"), any security holder of GECC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.