Phil E. Mulacek - 24 Sep 2025 Form 4/A - Amendment Insider Report for EMPIRE PETROLEUM CORP (EP)

Reporting relationship: Director, 10%+ Owner
Issuer ticker: EP
Reported as of: 24 Sep 2025
Net transaction value: +$4,000,000
SEC form: 4/A - Amendment
Accepted by SEC: 07 Nov 2025, 19:05:30 UTC
Original report date: 26 Sep 2025
Prior SEC filing: 17 Sep 2025
Next SEC filing: 23 Oct 2025
Source filing: View source filing
Reporting owner signature: /s/ Phil E. Mulacek

Key filing fact

Phil E. Mulacek filed Form 4/A - Amendment for EMPIRE PETROLEUM CORP (EP) on 07 Nov 2025.

Key facts

This page summarizes Phil E. Mulacek's Form 4/A - Amendment filing for EMPIRE PETROLEUM CORP (EP).
2 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 07 Nov 2025, 19:05.

Change

Previous filing in this sequence was filed on 17 Sep 2025.
Current net transaction value: +$4,000,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reporting Owners (1)

CIK 0001670677 Primary reporting owner

Mulacek Phil E

Relationship: Director, 10%+ Owner
Address: 25025 I 45 NORTH, SUITE 420, THE WOODLANDS
Signature: /s/ Phil E. Mulacek
Signature date: 07 Nov 2025

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EP transaction Derivative

Convertible Note Due 2027

Award

Transaction value: $4,000,000
Shares
Change %
Price
Shares after: $4,000,000
Date: 24 Sep 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 462,962
Exercise price: $4.32
Footnotes: F1

EP transaction Derivative

Common Stock Warrant (Right to Buy)

Award

Transaction value: $0
Shares: +138,889
Change %
Price: $0.000000
Shares after: 138,889
Date: 24 Sep 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 138,889
Exercise price: $4.32
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The Convertible Note was amended on November 5, 2025 to increase the conversion price from $4.27 to $4.32, and to provide that the conversion price of $4.32 only applies to the first $2,000,000 already advanced under the Convertible Note. Excludes shares issuable at the election of the Reporting Person upon conversion of any additional advances under the Convertible Note based upon a floating conversion price as set forth in the Convertible Note, as amended.

Footnote F2

The Warrant was amended on November 5, 2025 to (a) increase the exercise price of the Warrant from $4.27 to $4.32 and (b) reduce the number of shares of common stock of the Issuer underlying the Warrant from 281,030 to 138,889.

Footnote F3

The Warrant becomes exercisable on the date the NYSE American stock exchange approves a supplemental listing application relating to the shares of common stock of the Issuer underlying the Warrant.