Northern Data AG - 02 Sep 2021 Form 4 Insider Report for Riot Blockchain, Inc. (RIOT)

Reporting relationship: 10%+ Owner
Issuer ticker: RIOT
Reported as of: 02 Sep 2021
Net transaction value: -$109,830,000
SEC form: 4
Accepted by SEC: 07 Sep 2021, 16:12:36 UTC
Prior SEC filing: 03 Sep 2021
Source filing: View source filing
Reporting owner signature: /s/ Aroosh Thillainathan, Chief Executive Officer

Key filing fact

Northern Data AG filed Form 4 for Riot Blockchain, Inc. (RIOT) on 07 Sep 2021.

Key facts

This page summarizes Northern Data AG's Form 4 filing for Riot Blockchain, Inc. (RIOT).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 07 Sep 2021, 16:12.

Change

Previous filing in this sequence was filed on 03 Sep 2021.
Current net transaction value: -$109,830,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RIOT transaction

Common Stock, no par value

Sale

Transaction value: $109,830,000
Shares: -3,000,000
Change %: -30%
Price: $36.61
Shares after: 6,949,992
Date: 02 Sep 2021
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Northern Data AG is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

Represents shares of the Issuer's common stock, no par value, sold by such Reporting Person in a secondary public offering as a selling stockholder pursuant to a registration statement on Form S-3 (Registration No. 333-259039), filed with the Securities and Exchange Commission by the Issuer on August 24, 2021.

Footnote F2

Represents the total direct and indirect ownership of the security held by the Reporting Person immediately following the transaction reported by this Form 4.