Daniel B. Gilbert - 01 Oct 2025 Form 4 Insider Report for Rocket Companies, Inc. (RKT)

Reporting relationship: Director, 10%+ Owner
Issuer ticker: RKT
Reported as of: 01 Oct 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 24 Oct 2025, 17:43:23 UTC
Prior SEC filing: 02 Jul 2025
Source filing: View source filing
Reporting owner signature: /s/ Daniel B. Gilbert

Key filing fact

Daniel B. Gilbert filed Form 4 for Rocket Companies, Inc. (RKT) on 24 Oct 2025.

Key facts

This page summarizes Daniel B. Gilbert's Form 4 filing for Rocket Companies, Inc. (RKT).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 24 Oct 2025, 17:43.

Change

Previous filing in this sequence was filed on 02 Jul 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001569007 Primary reporting owner

Gilbert Daniel B

Relationship: Director, 10%+ Owner
Address: C/O ROCKET COMPANIES, INC., 1050 WOODWARD AVENUE, DETROIT
Signature: /s/ Daniel B. Gilbert
Signature date: 24 Oct 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RKT transaction

Class A common stock

Award

Transaction value: $0
Shares: +89,859
Change %
Price: $0.000000
Shares after: 89,859
Date: 01 Oct 2025
Ownership: See footnote
Footnotes: F1, F2, F3, F4

RKT holding

Class L-1 common stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 498,416,138
Date: 01 Oct 2025
Ownership: Direct

RKT holding

Class L-2 common stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 498,416,138
Date: 01 Oct 2025
Ownership: Direct

RKT holding

Class L-1 common stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 70,107,640
Date: 01 Oct 2025
Ownership: See footnote
Footnotes: F5

RKT holding

Class L-2 common stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 70,107,640
Date: 01 Oct 2025
Ownership: See footnote
Footnotes: F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

On October 1, 2025, Rocket Companies, Inc. ("Rocket") completed the previously announced acquisition of Mr. Cooper Group Inc. ("Mr. Cooper" and such acquisition, the "Mr. Cooper Acquisition"). Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), by and among Rocket, Mr. Cooper, Maverick Merger Sub, Inc. ("Maverick Merger Sub") and Maverick Merger Sub 2, LLC ("Forward Merger Sub"), Maverick Merger Sub merged with and into Mr. Cooper (the "Maverick Merger"), with Mr. Cooper surviving the Maverick Merger and continuing as a direct, wholly owned subsidiary of Rocket and immediately following such Maverick Merger, Mr. Cooper merged with and into Forward Merger Sub (the "Forward Merger"), with Forward Merger Sub surviving such Forward Merger and continuing as a direct, wholly owned subsidiary of Rocket. (Cont'd in FN2)

Footnote F2

(Cont'd from FN1) Pursuant to the Merger Agreement, each outstanding share of Mr. Cooper common stock, par value $0.01 per share (the "Mr. Cooper common stock"), held by the Reporting Person prior to the effective time of the Maverick Merger converted into a right to receive 11.0 shares of Rocket Class A common stock, par value $0.00001 per share, and cash payable in lieu of fractional shares, without interest and subject to any applicable withholding taxes.

Footnote F3

Received in exchange for 8,169 shares of Mr. Cooper common stock in connection with the Mr. Cooper Acquisition in a transaction exempt under Rule 16b-3. On September 30, 2025, the last trading day before the Mr. Cooper Acquisition, the closing price of Rocket's Class A common stock was $19.38 per share and the closing price of the Mr. Cooper common stock was $210.79 per share.

Footnote F4

Directly owned by The Daniel B Gilbert Trust u/a/d 12/23/1996, as amended, a trust for the benefit of the Reporting Person.

Footnote F5

Directly owned by Daniel Gilbert Trust #1 u/a/d 8/23/16, a revocable trust for the benefit of the Reporting Person.